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Mutual Fund Resource Center

Prospective Shareholder Information

Opening a New Account

Welcome to the account establishment center. By opening an account, you can purchase and trade most of our mutual funds.

Minimum Investments by Account Type

  Direct Accounts w/Guggenheim Investments
Non-Managed (incl. Retirement Accounts) $5,000
Managed by Financial Advisor* N/A

*Accounts opened through a financial intermediary (non-direct) will be subject to your financial intermediary’s minimum investment amount and minimum account balance requirements, which may differ from the amounts above.

  Accounts via Third Parties
Retirement $1,000
Other $2,500

There are no minimum amounts for subsequent investments into the Funds except for subsequent investments made via ACH. Guggenheim Investments reserves the right to modify its minimum account balance requirements at any time, with or without prior notice to you.

To establish an account you can:

  1. Download an application online, complete it and mail it to us.

1. Download Applications

Downloading applications in PDF format from guggenheiminvestments.com/forms may take a few minutes. We thank you for your patience while the file downloads and appreciate your interest in the Funds.

  • Please read the prospectus and privacy policy carefully before investing. For more information see the Fund Information pages.
  • Complete the appropriate application.
  • After the application is completed, return your application and investment via one of the following methods: Investing by Check, Wire or ACH.
  • Shortly after we receive your application and investment, you will receive a transaction confirmation.
  • If you have any questions, please call us at 800.820.0888 for assisstance.

 Note: Overall initial investment minimum is $5,000 (this is not a per-fund minimum). 

2. Request Information by Mail

If you would rather have an investment kit containing all necessary forms, applications and prospectuses sent to your home or business, please click here to request that information by mail. 

Benefits of Investing Directly

  • One of the most liberal exchange policies in the industry
  • Online Account Access and Web Trading
  • Twice per day pricing available for multiple funds
  • Electronic statements and confirmations by request
  • Systematic withdrawal plan

Not Ready to Invest $5,000?
The Funds are also available through many brokerage firms and financial intermediaries where investment minimums, transaction fees and fund closing times will vary.

New Account Info

General Account and Product Info

Account Options

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Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Japan Limited, and GS GAMMA Advisors.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

This website is directed to and intended for use by citizens or residents of the United States of America only. The material provided on this website is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.