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Separately Managed Accounts

Guggenheim Investments Separately Managed Accounts (SMA)

Our team-based approach to investing, founded on the principles of behavioral finance, allows us to make better decisions and express our best ideas in actively managed fixed income portfolios.

 

 

Guggenheim Investments Fixed-Income Experience

  • Track record of delivering results through active fixed-income management.
  • Distinctive team-based investment process helps us pursue superior risk-adjusted returns and mitigate drawdowns and mitigate “star manager” risks.
  • Approach to portfolio allocations focuses on the merits of each security rather than benchmark weighting.
  • Specialization in corporate and structured credit, sectors that we believe have the potential to offer yield enhancement compared to traditional benchmark sectors.
Guggenheim Investments Fixed Income Experience

 

Potential Benefits of SMAs

Seek to Maximize After-Tax Returns

  • Tax loss harvesting to offset gains.

 

Enhanced Customization*

  • Overlay screens and restrictions.

Portfolio Transparency

  • Transparency of individual securities.

 

Fee Transparency

  • More clarity on fees being charged.

Institutional Access

Separately managed accounts (SMAs) enable advisors to deliver institutional quality risk management, market access, and execution in each client account.

 

*Customization is subject to Guggenheim Wealth Management discretion and approval.

 

 

 

We offer financial professionals the resources of our firm to implement solutions and provide ongoing support.

 

SMA Resources

 

 

Explore Our Separately Managed Account Strategies

 

Core Plus Strategy

Actively managed strategy designed to take full advantage of the fixed income universe.

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Limited Duration Strategy

Actively managed strategy designed to take advantage of the lower duration subset of the fixed income universe.

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Tax-Exempt Municipal Bond Strategy

Tax-exempt income from a portfolio of high quality municipal securities.

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Are You a Financial Professional?

Financial professionals interested in learning more about our SMA capabilities
should contact us by calling 800.345.7999 or send us an email.  Individual investors should
contact their financial advisor.

CONTACT US



1) Asset figure reflects Guggenheim Investments assets under management for institutional separate accounts across all strategies as of 09.30.2024.
 

Investment Risks. The strategies described herein may not be suitable for all investors. All investments have inherent risks. • The market value of fixed income securities will change in response to interest rate changes and market conditions among other things. In general, bond prices rise when interest rates fall and vice versa. • High yield securities present more liquidity and credit risk than investment grade bonds and may be subject to greater volatility.• Diversification neither assures a profit nor eliminates the risk of experiencing investment losses.

The SMA strategies described herein are offered by Guggenheim Wealth Solutions, LLC (GWS). Guggenheim Partners Investment Management, LLC (GPIM) serves as Sub-Adviser to the SMA strategies and is the Investment Adviser to the Guggenheim Active Investment Series (GAINS) Funds. Guggenheim Wealth Solutions, LLC Form CRS | Guggenheim Partners Investment Management, LLC Form CRS.

SMA Strategies are not offered directly and are available exclusively through financial professionals. This material is distributed with the understanding that it is not rendering accounting, legal or tax advice. Please consult your legal or tax advisor concerning such matters.

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Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.

Investing involves risk, including the possible loss of principal.

Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Wealth Solutions, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Japan Limited, GS GAMMA Advisors, LLC, and Guggenheim Private Investments, LLC.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

This website is directed to and intended for use by citizens or residents of the United States of America only. The material provided on this website is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.