Ms. DiLorenzo is President of Guggenheim Investments, the global asset management and investment advisory division of Guggenheim Partners, where she has responsibility for setting the firm’s strategic direction and leading day-to-day management and governance of the business. She is also a Managing Partner of Guggenheim Partners. Prior to joining Guggenheim Partners in 2005, Ms. DiLorenzo held senior positions at Smith Barney, UBS, and JP Morgan.

Ms. DiLorenzo has over 25 years of experience in the financial services industry and has held numerous client-facing roles. She has conceived and led strategic initiatives focused on building and enhancing governance and managing change in complex multinational firms. She has overseen client service, sales, technology, and operational teams on three continents. Ms. DiLorenzo chairs the Guggenheim Investments Sustainable Stewardship Council, which oversees the creation and implementation of the firm’s Sustainability and ESG activities, and is a member of the Guggenheim Partners Management Committee, Finance and Planning Committee, as well as the Women’s Innovation and Inclusion Network (WIIN). She is also a Principal Sponsor of Guggenheim’s Veterans Transition Assistance Program (VTAP), which seeks to cultivate future leaders from among our nation’s military service members and serves as an Advisory Board Member of the USO of Metropolitan New York.

Ms. DiLorenzo is a member of the Board of Trustees of Lehigh University. In 2023, she was named to the Forbes “50 Over 50” list for her industry achievements and leadership of Guggenheim Investments. In 2021, she was recognized by American Banker as a standout among the Most Powerful Women in Banking for her leadership in Asset Management. She was selected as a member of the David Rockefeller Fellows Class of 2019 and named one of the 2018 Crain’s New York Business Notable Women in Finance.

Ms. DiLorenzo holds a Bachelor of Arts degree in Economics from Lehigh University and FINRA Series 3, 4, 7, 24, 30, 32, 53, 63, 65, and 79 licenses.

Anne B. Walsh is a Managing Partner of Guggenheim Partners and the Chief Investment Officer of Guggenheim Partners Investment Management, LLC. Walsh provides the vision guiding the Firm’s investment strategies and leads the investment process to include the macroeconomic outlook, portfolio design, sector allocation, and risk management. She also chairs the Environmental, Social, and Governance (ESG) Oversight Committee and the Alternatives Investment Committee.

Walsh, whose career in financial services spans nearly four decades, joined Guggenheim Investments in 2007. She is highly regarded for her active fixed-income, alternatives, and insurance portfolio management expertise in addition to deep background in credit and liability managed investment. In January 2024 she joined the Investor Advisory Committee on Financial Markets (IACFM), an advisory body to the President of the New York Fed. Walsh’s professional accomplishments include five consecutive years (2020–2024) as one of Barron’s 100 Most Influential Women in U.S. Finance, CIO of the Year at the 2022 Women in Asset Management Awards, and the Lifetime Achievement Award at Market Media Group’s 2022 Women in Finance Awards. Walsh holds a BSBA and MBA from Auburn University, and a JD from the University of Miami School of Law. She has earned the right to use the Chartered Financial Analyst® designation and is a member of the CFA Institute.

Mr. Khuzami serves as Acting General Counsel of Guggenheim Investments and both Managing Partner and Chief Legal Officer of Guggenheim Partners.

Before joining Guggenheim in 2019, Mr. Khuzami served as Director of the Division of Enforcement of the United States Securities and Exchange Commission, assuming the role of managing 1,400 enforcement personnel shortly after the 2008 financial crisis and immediately following revelations of Bernard Madoff’s massive Ponzi scheme. In that role, President Obama appointed him to serve as co-chair of two federal-state task forces created to prosecute financial-crisis misconduct, and he testified on 11 occasions before House and Senate congressional committees.

From January 2018 through April 2019, Mr. Khuzami served as Deputy United States Attorney in the United States Attorney’s Office for the Southern District of New York. He was the acting United States Attorney in charge of United States v. Cohen, in which Michael Cohen, the ex-counsel to President Trump, was convicted of campaign finance and other crimes. From 1990 to 2002, Rob served as an Assistant U.S. Attorney in that same Office, where he tried ten criminal trials to verdict, including the then-largest terrorism trial in the history of the United States, and served as Chief of its Securities and Commodities Fraud Task Force. Mr. Khuzami has also served as a partner at Kirkland & Ellis LLP, as well as both Global Head of Litigation and Regulatory Investigations and as General Counsel for the Americas for Deutsche Bank AG.

Mr. Khuzami graduated magna cum laude, from the University of Rochester, where he received his BA in political science and philosophy and elected to Phi Beta Kappa and earned his JD from the Boston University School of Law.

Mr. Beier is the Chief Financial Officer for Guggenheim Investments. In his role, Mr. Beier is responsible for overseeing all aspects of Guggenheim Investments finance functions inclusive of the financing associated with Guggenheim Partners Investment Management Holdings. He joined Guggenheim Partners in 2002 and has held various senior finance positions within the Firm. Prior to joining Guggenheim, Mr. Beier led the firm-wide planning and analysis unit at Accenture, where he was an Associate Partner. Prior to Accenture, he held various financial roles at Helene Curtis and Arthur Andersen. Mr. Beier is a Certified Public Accountant and received his B.S. degree in accounting from Illinois State University and his M.B.A. degree from the University of Chicago.

Mr. Binder is a Senior Managing Director and President, Mutual Funds Boards of Guggenheim Investments. He joined the firm in 2018. Mr. Binder is responsible for board governance and product line oversight as relates to all registered investment funds. He is also President of each of the Guggenheim 40 Act Funds, oversees the Office of the Funds’ CFO, leads BDC operations, and serves on the Board of Guggenheim’s Irish Funds.

Mr. Binder has over 25 years of experience in the asset management industry. Prior to joining Guggenheim, Mr. Binder was Managing Director, President of the Deutsche Funds and Head of US Product, Trading and Fund Administration at Deutsche Asset Management. Previously, Mr. Binder was Head of Business Management and Consulting at Invesco, where he served as Chairman of the US Executive Management Committee. Prior to that, he held several senior roles at Morgan Stanley, including Chief Administrative Officer of Van Kampen Investments and Chief Administrative Officer of Americas Distribution for Morgan Stanley Investment Management. Mr. Binder holds a B.S. in Business Administration from Eastern Illinois University and FINRA Series 6, 7, 24, 26 and 63 licenses.

Mr. Bloom is a Senior Managing Director and Co-Head of Guggenheim’s Corporate Credit Group. He joined the firm in 2006. Mr. Bloom is a member of the Investment Committee overseeing Guggenheim’s corporate credit investing activities and serves as Chairman and CEO of Guggenheim Credit Income Fund. He has over 15 years of experience in the high yield, leveraged loan and private debt markets. During his career at the firm, Mr. Bloom has been an analyst covering a variety of sectors, and subsequently led an industry team that focused on investing in the Consumer, Financial, Food, Gaming, Industrials, Retail, Services & Transportation sectors. In addition, Mr. Bloom has served as the Head of Research. Prior to joining Guggenheim, Mr. Bloom worked as an attorney at Skadden, Arps, Slate, Meagher & Flom in the Mergers & Acquisitions and Banking & Institutional Investing groups. Mr. Bloom received his B.S. from University of Florida and his J.D. from Columbia University School of Law.

Mr. Brown is Chief Investment Officer, Fixed Income, Senior Managing Director, and a Portfolio Manager for Guggenheim’s Active Fixed Income and Total Return Mandates. He joined Guggenheim in 2010. Mr. Brown works with the Chief Investment Officer, the Sector Teams, Portfolio Management, Macroeconomic Research, and the Portfolio Construction Group to develop and execute investment strategy. Mr. Brown was previously a member of the structured credit sector team at Guggenheim. Prior to joining Guggenheim, he held roles focused on structured products at Bank of America and ABN AMRO. Mr. Brown received a B.S. in Finance from Indiana University's Kelley School of Business. He has earned the right to use the Chartered Financial Analyst® designation and is a member of the CFA Institute.

Ms. Catalucci is a Senior Managing Director with Compliance within Guggenheim Partners. She joined the firm in 2012. In this role, she leads the strategic direction of the comprehensive Compliance program for Guggenheim Investments focusing on compliance requirements of the investment advisors, products and distribution specific to the Intermediary business. Before joining Guggenheim, she served as Senior Vice President and Chief Compliance Officer of Rydex|SGI for 12 years. In this role, Ms. Catalucci oversaw the compliance programs for Rydex|SGI’s investment advisor, mutual funds and ETFs, as well as institutional accounts. Ms. Catalucci also oversaw the execution and monitoring of Rydex|SGI’s Code of Ethics and coordinated all aspects of various regulatory exams. In addition, she led the Risk Committee for Rydex|SGI. Before joining Rydex|SGI in 2000, Ms. Catalucci served as Vice President of Fund Administration for Chase Global Fund Services Co., where she was responsible for compliance for the Morgan Stanley Dean Witter group of funds. Before that, she served as an audit supervisor at PriceWaterhouseCoopers, LLP. Ms. Catalucci holds a B.S. degree in Accounting from Merrimack College in Andover, MA.

Mr. Dudick is Co-Head of Operations of Guggenheim Investments, where he has joint responsibility for all middle and back office operations. Additionally, he serves on the Firm’s Counterparty and Enterprise Risk Committees as well as participates in a number of industry forums including the SIFMA Asset Manager Group. Prior to joining Guggenheim in 2013 as Head of Transaction Services, Mr. Dudick worked for 10 years at BlackRock Financial Management in various operations management roles, including Head of U.S. Derivative Operations. Mr. Dudick holds a B.S. in Finance and Economics from Susquehanna University and an M.B.A. from Villanova University.

Mr. Duffy is a Senior Managing Director responsible for overseeing the credit investing business, and was one of the three founding Principals of this business at Guggenheim. He joined the firm in 2001. Mr. Duffy originally co-headed a team focused on investing in various leveraged credit markets in a variety of industries, and was responsible for directly originating middle market transactions. He was also a member of the Investment Committee and currently sits on Investment Committee for all European transactions. In early 2007, Mr. Duffy was responsible for incorporating Guggenheim Partners Europe Limited (“GPEL”) with a focus on the European loan and bond markets. He currently leads a team of twelve investment professionals and five support staff managing bond and loan portfolio’s in excess of €7bn in value, both directly and through sub-advisory agreements with affiliates. GPEL is also an active participant in the European Direct Lending space originating and structuring bilateral senior, unitranche, and 2nd lien or junior investments. GPEL is authorized by the Central Bank of Ireland under Regulation 11 of the MiFID Regulations to carry on various regulated activities. Prior to joining Guggenheim, Mr. Duffy was the Director of Research for Whitney & Co.’s Leveraged Credit group. Prior to joining Whitney, Mr. Duffy was a high yield Portfolio Manager at Wells Fargo Bank and was involved in their high yield investing activities from inception. Mr. Duffy spent the early part of his career in NatWest’s Corporate & Institutional Finance and at Bank of Ireland International Finance in various corporate credit and structured products investment roles. Mr. Duffy holds a Bachelor of Commerce degree (Hons) from University College Dublin which he received in 1988.

Mr. Gundersen is a Senior Managing Director, Head of Guggenheim Corporate Funding and a member of the Investment Committee overseeing Guggenheim’s corporate credit investing activities. Mr. Gunderson has been with Guggenheim Partners since 2002. Mr. Gundersen was previously a Co-Head of Corporate Credit. He has over 20 years of experience in the private credit, high yield and leverage loan asset classes. Prior to joining Guggenheim, Mr. Gundersen worked at GeoTrust, a technology company focused on eCommerce security solutions. Mr. Gundersen received his A.B. from Harvard University.

Mr. Hauser is a Senior Managing Director and Co-Head of Guggenheim’s Corporate Credit Group. He has been with Guggenheim Partners since 2002. Mr. Hauser is a member of the Investment Committee overseeing Guggenheim’s corporate credit investing activities and is the senior portfolio manager for Guggenheim’s high yield and leveraged loan portfolios. He has over 20 years of experience in the high yield, leveraged loan, and private debt markets. During his career at the firm, Mr. Hauser has been an analyst covering a variety of sectors, and subsequently led an industry team focused on investing in the Energy, Power, Transportation, Chemical, Telecom, Technology, Media, Homebuilding, Education, Healthcare, and Metals & Mining sectors. Mr. Hauser received his B.S. in Finance from St. John’s University.

Mr. McCurdy is a Senior Managing Director and Head of Origination in the Corporate Credit Group. Mr. McCurdy has been with Guggenheim Partners since 2004. He leads Guggenheim’s effort in sourcing and structuring directly negotiated transactions for both middle market private debt investments and larger underwritten co-arranger transactions. He is a member of the Investment Committee and a portfolio manager. Mr. McCurdy was previously Co-Head of Research. Mr. McCurdy continues to be active in Guggenheim’s European Lending business based in Dublin, Ireland, an office he helped establish from 2007 to 2009. Mr. McCurdy received a B.A. in History from Williams College.

Mr. McKeever is a portfolio manager and research team leader in the Corporate Credit Group focusing on opportunistic investments across the capital structure in all industries. He has been with Guggenheim Partners since 2007. Mr. McKeever is a member of the Investment Committee overseeing Guggenheim’s corporate credit investing activities. During his career, Mr. McKeever has covered a range of industries including Metals & Mining, Building Products & Homebuilding, Industrials, Education and Oil & Gas. Originally from Shrewsbury, England, Mr. McKeever was schooled at Shrewsbury School before attending college in the U.S. He was a Morehead Scholar at the University of North Carolina at Chapel Hill and holds a B.A. in Economics and Classics.

Mr. Roulo is a Managing Director and Co-Head of Operations of Guggenheim Investments, where he has joint responsibility for all middle and back office operations. He joined the firm in 2013. Mr. Roulo also oversees data vendor management and advises on technology and application development. Mr. Roulo is a chair of Guggenheim’s Pricing Committee and its Data Governance Committee, which oversee the Firm’s pricing process and changes to data policy and methodologies, respectively. Previously, Mr. Roulo managed the CDO Analytics and Reporting Group for U.S. Bank Trust Services. Mr. Roulo holds a B.S. in Economics from the University of Illinois Urbana-Champaign and an M.B.A. from Chicago Booth School of Business.

Mr. Parisi is Head of Distribution, responsible for raising and retaining assets with Guggenheim Investments’ Institutional and Intermediary clients globally. He joined the firm in 2010. Mr. Parisi leads the organization’s strategy, marketing, analytics, product and sales groups. Mr. Parisi has more than 20 years of experience in asset management and has been with Guggenheim Investments for the past twelve, beginning as Head of National Sales and then Head of Intermediary Distribution before his current role across all of distribution. He has previously held senior roles at MainStay-NY Life Investments, BlackRock and Federated Investments.

He received a B.S. in Business Administration from Robert Morris College. He is a Certified Investment Management Analyst (CIMA®) and is FINRA Series 3, 6, 7, 24, 63, and 65 registered.

Mr. Saperstein is a Senior Managing Director, the Head of Guggenheim Investments Compliance, the Chief Compliance Officer of Guggenheim Partners Investment Management, and Senior Regulatory Counsel. Mr. Saperstein joined Guggenheim in 2012 and has over 30 years’ experience as a legal and compliance professional. As Global Head of Compliance, Mr. Saperstein had oversight over the compliance programs for all Registered Investment Advisors, Registered Investment Companies, Broker-Dealers, Commodity Trading Advisors and Business Development Companies firm-wide. He now manages Global Compliance for Guggenheim Investments.

Prior to joining Guggenheim, Mr. Saperstein was the Chief Compliance Officer and Associate General Counsel at Caxton Associates, LLC. Before joining Caxton, Mr. Saperstein was an Associate General Counsel and Vice President at Goldman Sachs & Co., specializing in broker-dealer and asset management legal and compliance. Prior to Goldman Sachs, he was a Managing Director in the legal and compliance department at Bear Stearns & Co. Before Bear Stearns, Mr. Saperstein served as a Branch Chief in the Enforcement Division of the U.S. Securities and Exchange Commission. He began his career as a litigation Associate at the law firm of Rosenman & Colin. He is a member of the Board of Directors and was Co-Chair of the Regulatory Advisory Committee of the National Society of Compliance Professionals (NSCP). Mr. Saperstein passed his FINRA Series 7, 8, 14, and 24 exams and graduated from Tufts University with honors and from George Washington University Law School with honors.

Mr. Sharaff is a Senior Managing Director and the Chief Investment Officer, Equities. He joined the firm in 2009. Mr. Sharaff has more than 30 years of experience in investment research and investment management. Prior to joining Guggenheim, he was a Partner and Chief Investment Officer at MJX Capital Advisors, a wealth management firm focused on providing advice and investment management for its clients. Prior to that, Mr. Sharaff served as the global Chief Investment Officer at CIGNA Corporation, Zurich Scudder Investments and Citigroup. In all of the above engagements, Mr. Sharaff was responsible for research, investment management, product development and investment risk management. He was also a member of the business management teams at Citigroup and Zurich Scudder. Mr. Sharaff has a B.S. in Electrical Engineering and an Hon PhD in Business management from the University of Aston (U.K.) and an MBA in Finance from the Manchester Business School (U.K). In the past Mr. Sharaff sat on the boards of Transparent Value Trust and Guggenheim Global Investment plc.