Risk Considerations The Fund may not be suitable for all investors. The Fund’s market value will change in response to interest rate changes and market conditions, among other factors. In general, bond prices rise when interest rates fall and vice versa. Read the Fund’s prospectus carefully before investing. It contains the Fund’s investment objectives, risks, charges, expenses, and other information, which should be considered carefully before investing. Please read the prospectus for information on fees, expenses, and holding periods that may apply to each class.
Important Information The Fund is a sub-fund of Guggenheim Global Investments PLC (“GGI PLC”), an open-ended investment company with variable capital constituted as an umbrella Fund with segregated liability between sub funds, authorized and regulated by the Central Bank of Ireland (“CBI”) as an Undertaking for Collective Investments in Transferable Securities (“UCITS”). Authorization of GGI PLC by the CBI is not an endorsement or guarantee by the CBI nor is the CBI responsible for the contents of any marketing material or the Fund’s prospectus, supplement or applicable key investor document(s) or key investor information document(s). Authorization by the CBI shall not constitute a warranty as to the performance of GGI PLC and the CBI shall not be liable for the performance of GGI PLC.
Guggenheim Investment Advisors (Europe) Limited (which is authorized and regulated by the Financial Conduct Authority (“FCA”)) is the appointed Distributor for the Fund and may enter into sub-distribution or other equivalent agreements for the purpose of distributing the Fund. This material is only directed at persons who are professional clients or eligible counterparties for the purposes of the FCA’s Conduct of Business Sourcebook. Carne Global Financial Services Limited ("Carne") is the management company and is an Ireland based entity registered as a Service Provider to Funds with the Central Bank of Ireland.* The Investment Manager of the Fund is Guggenheim Partners Investment Management LLC ("GPIM"), an SEC registered investment advisor. Guggenheim Funds Distributors, LLC (“GFD”) provides Guggenheim Investment Advisors (Europe) Limited ("GIA UK") marketing support for U.S. financial advisors who do business with investors who are not U.S. Persons Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC, which includes GPIM.
The Fund may not be offered or sold in the USA, to citizens or residents of the USA, or in any other country or jurisdiction where it would be unlawful to offer or sell the Fund. This information is directed solely at persons in jurisdictions where the Fund and relevant share classes are registered or who may otherwise lawfully receive it. This document does not constitute an offer to subscribe for shares in the Fund. For information regarding the jurisdictions in which the Fund is registered or passported, please contact your Guggenheim Investments sales representative. For information regarding the Germany jurisdiction in which the Fund is registered or passported, please contact Marcard, Stein & Co AG, the registered Information and Paying Agent in Germany. For information regarding the Switzerland jurisdiction in which the Fund is registered or passported, please contact ACOLIN Fund Services AG the Fund’s Representative in Switzerland. Fund shares may be sold on a private placement basis depending on the jurisdiction. This document should not be used or distributed in any jurisdiction, where authorization for distribution is required, other than in those in which the Fund is authorized.
Before investing, investors should review the Fund's full prospectus, together with the applicable key investor document(s) or key investor information document(s) and the most recent financial statements. Copies of these documents, including the latest annual report and, if issued thereafter, the latest semi-annual report, may be obtained free of charge from Guggenheim Investment Advisors (Europe) Limited, by visiting guggenheiminvestments.com/UCITS or in printed form by contacting the local distributor in the jurisdictions in which the Fund is authorized for distribution. Any entity responsible for forwarding this material to other parties takes responsibility for ensuring compliance with applicable securities laws.
This is a marketing communication. Please refer to the link below for the Prospectus and other offering documentation before making any final investment decision. A Prospectus is available for the Fund and key investor document(s) or key investor information document(s) are available for each share class of the Fund. The Fund’s Prospectus can be obtained from www.guggenheimnvestments.com/ucits, and is available in English. The key investor document(s) or key investor information document(s) can be obtained from this website and are available in one of the official languages of each of the EU Member States into which each share class has been notified for marketing under the Directive 2009/65/EC (THE “UCITS Directive”). Full information on associated risks can be found in the Prospectus and key investor document(s) or key investor information document(s). In addition, a summary of investor rights is available on this website. The summary is available in English. The Fund is currently notified for marketing into a number of EU Member States under the UCITS Directive. Carne can terminate such notifications for any share class of the Fund at any time using the process contained in Article 93a of the UCITS Directive.
The information contained in this document is not to be regarded as an offer to buy or sell or the solicitation of any offer to buy or sell securities in any jurisdiction where such an offer or solicitation is against the law, or to anyone to whom it is unlawful to make such an offer or solicitation, or if the person making the offer or solicitation is not qualified to do so. The information in this document is general in nature and does not constitute legal, tax, or investment advice. Potential investors are urged to consult their professional advisers on the implications of making an investment in, holding or disposing of shares of, and the receipt of distribution from any investment. Fund holdings and performance are likely to have changed since the report date. No provider of information presented here, including index and ratings information, is liable for damages or losses of any type arising from use of their information. No warranty of accuracy is given and no liability in respect of any error or omission is accepted. To the extent permitted by applicable law, we may record telephone calls and monitor electronic communications to comply with our legal and regulatory obligations and internal policies.
Personal Data: Personal data will be collected, stored and processed by Guggenheim Investments in accordance with the Fund’s Privacy Policy. For additional information on the sub-fund’s target market please refer to the Prospectus.
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The material provided on this website is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.