Mutual Fund Forms and Applications

Rydex offers you a number of convenient ways to do business or make adjustments to your account.

Please note that writable PDFs are optimized for Adobe Reader 8. There might be issues if anything less than Adobe Reader 8 is used.
  • Open, print and complete a traditional PDF. Return signed document to Rydex.
  • Request a form or application by mail
  • Open, complete online, and print a PDF. Return signed document to Rydex.
  When to use Print
PDF
By
Mail
Complete Form Online, Sign & Mail

Applications

403(b) Custodial Account Booklet Use to open a new 403(b) account. The booklet also includes Appointment of Financial Professional and 403(b) Transfer request forms. This booklet should not be used to open any other type of account.
Regular Account Application Use this form to open a new Individual, Joint, UGMA, Trust, Corporation and Association/Partnership accounts. This form is also used to open an account for SOME self-directed retirement plans. This form should NOT be used for ETFs or to open any type of IRA.
Retirement Kit (For Traditional, ROTH, and SEP IRAs) Use to open IRA, rollover IRA, ROTH and SEP accounts. The kit also includes Appointment of Financial Professional and IRA Transfer/Direct Rollover request forms. This kit should not be used to open any non-IRA account.
SIMPLE IRA Booklet Use to open a SIMPLE IRA account. The kit also includes Appointment of Financial Professional and IRA Transfer/Direct Rollover request forms. This kit should not be used to open any non-IRA account or any other type of IRA.
Coverdell ESA Booklet Use to open a Coverdell ESA account. The kit also includes Appointment of Financial Professional and IRA Transfer/Direct Rollover request forms. This kit should not be used to open any other type of account.

Forms

403(b) Custodial Account Asset Transfer Election Form Use to transfer an existing 403(b) custodial account from your current custodian to Rydex.
403(b) Distribution Form Use to request all distributions from 403(b) accounts.
Account Change Form Use to change your address, dividend reinvestment options or beneficiary. Also use to appoint an authorized individual (non-financial professional).
Appointment of Financial Professional Use to appoint or change a financial professional.
Automatic Investment Request Form Use to set up an automatic investment on a schedule you select.
Bank Information and Alternate Payee Form Use this form to to add or replace wiring instructions, add or replace ACH instructions, or add an alternate payee.
Deposit Slips May be used to accompany a deposit.
Check Signature Card Submit one signature card for each account number to establish check writing privileges against the Rydex U.S. Government Money Market Fund. All registered owners must sign in order to receive checks. Not available for A or C class share or retirement accounts.
Cost Basis Method Election Form Use to change your account level default cost basis calculation method. May also be used to revoke the use of average cost.
Document Delivery Preferences Form Use to change your preferences for delivery of statements, confirmations, prospectuses and other documents.
IRA Distribution Form Use to request distributions from IRA accounts. Use the Required Minimum Distribution form for required minimum distributions.
Mutual Fund Transfer Form Use to transfer account assets from another firm (non-IRA accounts ONLY).
Required Minimum Distribution Form Use to request required minimum distributions from IRA accounts. All other IRA distributions should use the IRA distribution form.
Retirement Account Transfer/Direct Rollover Request Use to transfer IRA assets from another IRA custodian.
Systematic Withdrawal Form Use to set up systematic withdrawals by check or via ACH (electronic transfer to your bank).
Transfer On Death Registration Form Use to add transfer on death instructions to an account (non-IRA accounts ONLY).
W-9 Form (Request for taxpayer ID) IRS form W-9 is required after opening an account online or upon request.
Withdrawal Form Use to request a redemption from any non-retirement account.




 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

2014 Guggenheim Investments. All Rights Reserved.
• Not FDIC Insured • No Bank Guarantee • May Lose Value