RYU

Guggenheim S&P 500® Equal Weight Utilities ETF
NAV $70.45
Change $0.05 | 0.07%
As Of 4/23/14

Investment Objectives

Seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P 500 Equal Weight Index Telecommunication Services & Utilities.


Net Asset Value

Net Asset Value $70.45
Change $0.05 | 0.07%


Summary


Ticker RYU
CUSIP 78355W791
Asset Class Sector
Inception Date 11/1/06
Gross Expense Ratio 0.40%
IOPV Ticker RYU.IV
Related Index Ticker SPXEWC
Investment Adviser Security Investors, LLC.
Distributor Guggenheim Distributors, LLC.


Profile

Volume 39,975
Last Sale Price $70.49
52-Week Range $71.21 / $60.41
Shares Outstanding 950,000
Total Net Assets $66,924,831.45

Market Close

Market Price $70.49
Premium / Discount $0.04
Change $0.00 | 0.00%
High / Low $71.03 / $70.40


Historical Market Closes to NAV

  Days % of Total Days
Premium 839 44.65%
Discount 952 50.67%
Equal to NAV 88 4.68%
Total 1,879 100%


Characteristics

Number of Stocks 35
Return on Equity (quarterly 3/31/14) 9.44%
Price to Earning (P/E) 22.68
Price to Book (P/B) 1.75
Dividend Amount $0.44
Ex-Dividend Date N/A

Risk

As of 3/31/14
Standard Deviation Sharpe Ratio Beta R-Squared
11.13 1.19 0.97 92.00

Risk Definitions

Standard Deviation A statistical measure of the historical volatility of an investment, computed using 36 monthly returns. More generally, a measure of the extent to which numbers are spread around their average. The higher the number, the more volatility is to be expected.
Sharpe Ratio A risk-adjusted measure developed by William F. Sharpe, calculated using standard deviation and excess return to determine reward per unit of risk. The higher the Sharpe ratio, the better the fund's risk-adjusted performance.
Beta Beta is a statistical measure of volatility relative to the overall market, usually the S&P 500. A positive beta indicates movement in the same direction as the market, while a negative beta indicates movement inverse to the market. Beta for the market is generally considered to be 1. A beta above 1 or below -1 indicates more volatility than the market. A beta between 1 to -1 indicates less volatility than the market.
R-Squared
A measurement of how closely an investment's performance correlates with the performance of a benchmark, such as the S&P 500, and thus a measurement of what portion of its performance may be explained by the performance of the overall market or index. Values for R-squared range from 0 to 100, where 0 indicates no correlation and 100 indicates perfect correlation.

Overview

as of 4/23/2014
Total Assets $66,924,831
Number of Stocks 35
Percent Stock 99.77%
Percent Cash / Other 0.23%

Sectors / Industries

as of 4/23/14

Holdings

as of 4/23/14

Security Name Ticker Shares
Held
Market
Value
% of Net Assets Sector / Industry
FRONTIER COMMUNICATIONS FTR 363,681 $2,145,717.90 3.21% Diversified Telecommunication Services
EXELON CORPORATION EXC 59,106 $2,121,905.40 3.17% Electric Utilities
CENTURYLINK CTL 59,151 $2,047,216.11 3.06% Diversified Telecommunication Services
ENTERGY CORPORATION ETR 28,045 $1,991,755.90 2.98% Electric Utilities
WINDSTREAM HOLDINGS INC. WIN 219,263 $1,975,559.63 2.95% Diversified Telecommunication Services
NRG ENERGY INC NRG 60,428 $1,972,369.92 2.95% Independent Power and Renewable Electricity Producers
EDISON INTERNATIONAL EIX 34,792 $1,960,181.28 2.93% Electric Utilities
AT&T, INC. T 55,746 $1,946,650.32 2.91% Diversified Telecommunication Services
PUBLIC SVC ENTERPRISE GRP PEG 49,416 $1,946,496.24 2.91% Multi-Utilities
DTE ENERGY COMPANY DTE 25,274 $1,943,317.86 2.90% Multi-Utilities
PEPCO HOLDINGS INC. POM 89,479 $1,924,693.29 2.88% Electric Utilities
TECO ENERGY, INC. TE 106,974 $1,922,322.78 2.87% Multi-Utilities
FIRSTENERGY CORPORATION FE 57,675 $1,920,000.75 2.87% Electric Utilities
AGL RESOURCES INC GAS 37,001 $1,918,131.84 2.87% Gas Utilities
WISCONSIN ENERGY CORP WEC 39,972 $1,903,066.92 2.84% Multi-Utilities
SCANA CORPORATION SCG 36,096 $1,895,400.96 2.83% Multi-Utilities
INTEGRYS ENERGY GROUP INC TEG 31,359 $1,894,710.78 2.83% Multi-Utilities
SOUTHERN CO SO 41,647 $1,883,277.34 2.81% Electric Utilities
CONSOLIDATED EDISON INC ED 33,135 $1,877,760.45 2.81% Multi-Utilities
AMERICAN ELECTRIC POWER AEP 36,141 $1,875,717.90 2.80% Electric Utilities
AES CORPORATION AES 131,143 $1,872,722.04 2.80% Independent Power and Renewable Electricity Producers
CENTERPOINT ENERGY INC CNP 75,777 $1,865,629.74 2.79% Multi-Utilities
CMS ENERGY CORP CMS 62,882 $1,865,080.12 2.79% Multi-Utilities
VERIZON COMMUNICATIONS VZ 39,302 $1,864,093.86 2.79% Diversified Telecommunication Services
DUKE ENERGY CORPORATION DUK 25,618 $1,860,122.98 2.78% Electric Utilities
NORTHEAST UTILITIES NU 40,342 $1,859,766.20 2.78% Electric Utilities
XCEL ENERGY, INC. XEL 59,342 $1,858,591.44 2.78% Electric Utilities
NEXTERA ENERGY INC NEE 19,216 $1,853,767.52 2.77% Electric Utilities
NISOURCE INC NI 51,291 $1,842,885.63 2.75% Multi-Utilities
DOMINION RESOURCES INC/VA D 25,917 $1,841,662.02 2.75% Multi-Utilities
SEMPRA ENERGY SRE 18,881 $1,830,890.57 2.74% Multi-Utilities
PINNACLE WEST CAP CORP PNW 32,908 $1,830,342.96 2.73% Electric Utilities
PPL CORPORATION PPL 55,266 $1,829,857.26 2.73% Electric Utilities
PG&E CORPORATION PCG 40,840 $1,820,647.20 2.72% Multi-Utilities
AMEREN CORP AEE 44,019 $1,806,099.57 2.70% Multi-Utilities
FEDERATED US TREAS CASH RESERVE INSTITUTIONAL 111,932 $111,932.15 0.17% na

Disclosure

*Morningstar category is based on the underlying securities of the ETF and not the objective. The Morningstar Rating™ is provided for those exchange-traded funds (“ETFs”) with at least a three-year history. Ratings are based on the ETF’s Morningstar Risk-Adjusted Return measure which accounts for variation in monthly performance, placing more emphasis on downward variations and rewarding consistent performance. An ETF’s risk-adjusted return includes a brokerage commission estimate. This estimate is intended to reflect what an average investor would pay when buying or selling an ETF. PLEASE NOTE, this estimate is subject to change and the actual brokerage commission an investor pays may be higher or lower than this estimate. Morningstar compares each ETF’s risk-adjusted return to the open-end mutual fund rating breakpoints for that category. Consistent with the open-end mutual fund ratings, the top 10% of ETFs in each category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars and the bottom 10% receive 1 star. The overall rating for an ETF is based on a weighted average of the time-period ratings (e.g., the ETF’s 3-, 5-, and 10-year rating). The determination of an ETF’s rating does not affect the retail open end mutual fund data published by Morningstar. Past performance is no guarantee of future results.

Performance displayed represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Total returns reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance data quoted. For up-to-date fund performance, including performance current to the most recent month-end, please visit the ETF performance page. ETFs are subject to third party transaction fees/commissions. Net asset value (NAV) is calculated by subtracting total liabilities from total assets, then dividing by the number of shares outstanding. Market close is the last price at which shares are traded. Fund shares may trade at, above or below NAV. For additional information, see the fund’s prospectus.

Performance results for periods under one year are short-term and may not provide an adequate basis for evaluating the performance potential of the fund over varying market conditions or economic cycles.

Sector funds may not be suitable for all investors. Investing in sector funds is more volatile than investing in broadly diversified funds, as there is a greater risk due to the concentration of the funds' holdings in issuers of similar offerings. Guggenheim Investment Equal Weight ETFs may not be suitable for all investors. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Most investors will also incur customary brokerage commissions when buying or selling shares of an ETF. Investments in securities are subject to market risks that may cause their prices to fluctuate over time. Please review a prospectus carefully for more information of the risks associated with each ETF.

Fund data is subject to change on a daily basis.

Composition is subject to change. Information provided is for illustration purposes only and may not reflect current investments by the fund. Referenced companies are not affiliated with Guggenheim Investments and Guggenheim Investments does not sponsor, endorse, sell or promote the referenced companies.

“Standard & Poor’s®”, “S&P®”, “S&P 500®”, “Standard & Poor’s 500”, “500”, “S&P MidCap 400” and “S&P SmallCap 600” are trademarks of Standard & Poor’s, LLC and have been licensed for use by Guggenheim Investments and its affiliates. Citigroup is a trademark of Citigroup Global Markets Inc. and has been licensed for use by Standard & Poor’s. The product is not sponsored, endorsed, sold or promoted by Standard & Poor’s, and neither Standard & Poor’s nor Citigroup Global Markets Inc. makes no representation regarding the advisability of investing in the product.
 

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• Not FDIC Insured • No Bank Guarantee • May Lose Value

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.