RZG

Guggenheim S&P SmallCap 600 Pure Growth ETF
NAV $78.82
Change $0.08 | 0.10%
As Of 7/23/14

Investment Objectives

Seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600 Pure Growth Index.


Net Asset Value

Net Asset Value $78.82
Change $0.08 | 0.10%


Summary


Ticker RZG
CUSIP 78355W809
Asset Class Style
Inception Date 3/1/06
Gross Expense Ratio 0.35%
IOPV Ticker RZG.IV
Related Index Ticker SPSPG
Investment Adviser Security Investors, LLC.
Distributor Guggenheim Funds Distributors, LLC.


Profile

Volume 3,537
Last Sale Price $78.79
52-Week Range $82.74 / $67.31
Shares Outstanding 1,300,004
Total Net Assets $102,460,557.62

Overall Morningstar RatingTM *

as of 3/31/14

Among Small Growth Funds

The fund was rated, based on its risk-adjusted returns, 5 stars for 3 years, 5 stars for 5 years, and 5 stars Overall out of 9, 7 and 9 Small Growth funds, respectively

Market Close

Market Price $78.79
Premium / Discount -$0.03
Change $0.05 | 0.06%
High / Low $79.01 / $78.76


Historical Market Closes to NAV

  Days % of Total Days
Premium 892 42.21%
Discount 1109 52.48%
Equal to NAV 112 5.30%
Total 2,113 100%


Characteristics

Number of Stocks 149
Return on Equity (quarterly 6/30/14) 17.06%
Price to Earning (P/E) 22.32
Price to Book (P/B) 2.87
Dividend Amount $0.06
Ex-Dividend Date N/A

Risk

As of 6/30/14
Standard Deviation Sharpe Ratio Beta R-Squared
16.47 0.96 1.02 99.65

Risk Definitions

Standard Deviation A statistical measure of the historical volatility of an investment, computed using 36 monthly returns. More generally, a measure of the extent to which numbers are spread around their average. The higher the number, the more volatility is to be expected.
Sharpe Ratio A risk-adjusted measure developed by William F. Sharpe, calculated using standard deviation and excess return to determine reward per unit of risk. The higher the Sharpe ratio, the better the fund's risk-adjusted performance.
Beta Beta is a statistical measure of volatility relative to the overall market, usually the S&P 500. A positive beta indicates movement in the same direction as the market, while a negative beta indicates movement inverse to the market. Beta for the market is generally considered to be 1. A beta above 1 or below -1 indicates more volatility than the market. A beta between 1 to -1 indicates less volatility than the market.
R-Squared
A measurement of how closely an investment's performance correlates with the performance of a benchmark, such as the S&P 500, and thus a measurement of what portion of its performance may be explained by the performance of the overall market or index. Values for R-squared range from 0 to 100, where 0 indicates no correlation and 100 indicates perfect correlation.

Overview

as of 7/23/2014
Total Assets $102,460,558
Number of Stocks 149
Percent Stock 99.95%
Percent Cash / Other 0.05%

Sectors / Industries

as of 7/23/14

Holdings

as of 7/23/14

Security Name Ticker Shares
Held
Market
Value
% of Net Assets Sector / Industry
US SILICA HOLDIN SLCA 50,419 $3,036,232.18 2.96% Materials
REPLIGEN CORP RGEN 95,759 $2,267,573.12 2.21% Health Care
QUESTCOR PHARMACEUTICALS QCOR 21,877 $2,100,410.77 2.05% Health Care
AKORN INC AKRX 56,821 $1,950,096.72 1.90% Health Care
MATRIX SERVICE CO MTRX 57,471 $1,720,107.03 1.68% Energy
CARRIZO OIL & GAS INC CRZO 24,743 $1,662,729.60 1.62% Energy
LITHIA MOTORS INC LAD 17,350 $1,641,136.50 1.60% Consumer Discretionary
SAIA, INC. SAIA 29,870 $1,389,552.40 1.36% Industrials
ELECTRONICS FOR IMAGING I EFII 29,845 $1,361,528.90 1.33% Information Technology
ON ASSIGNMENT INC ASGN 34,965 $1,226,222.55 1.20% Industrials
SYNERGY RESOURCE SYRG 100,388 $1,217,706.44 1.19% Energy
MULTIMEDIA GAMES MGAM 39,168 $1,186,398.72 1.16% Consumer Discretionary
GENCORP INC GY 64,112 $1,172,608.48 1.14% Industrials
C&J ENERGY SERVI CJES 34,679 $1,167,295.14 1.14% Energy
HCI GROUP INC HCI 25,385 $1,092,062.70 1.07% Financials
ANIKA THERAPEUTI ANIK 22,235 $1,076,618.70 1.05% Health Care
OPENTABLE INC OPEN 10,340 $1,064,296.20 1.04% Information Technology
MB FINANCIAL INC MBFI 39,060 $1,050,323.40 1.03% Financials
XO GROUP INC XOXO 89,479 $1,037,061.61 1.01% Information Technology
STONE ENERGY CORP SGY 25,291 $1,028,079.15 1.00% Energy
TESCO CORPORATION TESO 48,669 $1,009,881.75 0.99% Energy
KAPSTONE PAPER AND PACKAG KS 34,546 $1,002,524.92 0.98% Materials
IGATE CORP IGTE 26,028 $1,000,516.32 0.98% Information Technology
CAMBREX CORP CBM 45,552 $996,222.24 0.97% Health Care
BUFFALO WILD WINGS INC BWLD 6,276 $995,122.56 0.97% Consumer Discretionary
HFF INC-A HF 28,450 $981,525.00 0.96% Financials
Virtus Investment Partner VRTS 4,671 $980,910.00 0.96% Financials
MARINEMAX INC HZO 59,590 $968,933.40 0.95% Consumer Discretionary
DYCOM INDUSTRIES INC DY 32,685 $957,997.35 0.93% Industrials
FORESTAR GROUP INC FOR 48,899 $956,464.44 0.93% Financials
UNITED COMMUNITY BANKS IN UCBI 59,310 $924,049.80 0.90% Financials
PORTFOLIO RECOVERY ASSOCI PRAA 14,870 $919,412.10 0.90% Financials
PRIVATEBANCORP, INC. PVTB 31,606 $916,574.00 0.89% Financials
NATUS MEDICAL INC BABY 34,049 $907,746.34 0.89% Health Care
ABIOMED INC ABMD 34,307 $885,806.74 0.86% Health Care
PINNACLE FINANCIAL PARTN. PNFP 23,580 $872,695.80 0.85% Financials
SYNAPTICS, INC. SYNA 10,773 $872,289.81 0.85% Information Technology
TASER INTERNATIONAL INC TASR 77,242 $867,427.66 0.85% Industrials
FLOTEK INDUSTRIES INC FTK 26,430 $849,195.90 0.83% Materials
BBCN BANCORP INC BBCN 56,226 $837,205.14 0.82% Financials
CALAMP CORP CAMP 47,503 $833,677.65 0.81% Information Technology
UNIVERSAL ELECTRONICS INC UEIC 16,533 $833,263.20 0.81% Consumer Discretionary
VIRTUSA CORP VRTU 25,012 $824,145.40 0.80% Information Technology
FEDERAL SIGNAL CORP FSS 56,697 $808,499.22 0.79% Industrials
OMNICELL INC OMCL 29,765 $802,166.75 0.78% Health Care
METHODE ELECTRONICS, INC. MEI 24,028 $800,612.96 0.78% Information Technology
CORESITE REALTY COR 23,187 $799,487.76 0.78% Financials
RETAIL OPPORTUNI ROIC 47,688 $756,331.68 0.74% Financials
ERA GROUP-W/I ERA 26,640 $755,510.40 0.74% Energy
ICONIX BRAND GROUP INC ICON 17,690 $752,532.60 0.73% Consumer Discretionary
MANHATTAN ASSOCIATES INC MANH 23,709 $747,781.86 0.73% Information Technology
PGT INC PGTI 91,827 $741,962.16 0.72% Industrials
PERFICIENT INC PRFT 37,758 $741,567.12 0.72% Information Technology
FIRST MIDWEST BANCORP INC FMBI 44,061 $727,887.72 0.71% Financials
SABRA HEALTHCARE SBRA 25,469 $727,139.95 0.71% Financials
NEWPARK RESOURCES NR 61,850 $724,263.50 0.71% Energy
ACORDIA THERAPEUTICS ACOR 23,754 $721,646.52 0.70% Health Care
MEASUREMENT SPECIALTIES I MEAS 8,367 $720,398.70 0.70% Information Technology
BOSTON BEER COMPANY INC SAM 3,185 $707,292.95 0.69% Consumer Staples
DEALERTRACK HOLDINGS INC TRAK 18,335 $704,064.00 0.69% Information Technology
HOME BANCSHARES, INC. HOMB 22,992 $697,807.20 0.68% Financials
AAON INC AAON 32,627 $690,703.01 0.67% Industrials
CANTEL MEDICAL CORP CMN 19,385 $686,422.85 0.67% Health Care
ENCORE CAPITAL GROUP INC ECPG 15,912 $682,943.04 0.67% Financials
SYNCHRONOSS TECHNOLOGIES SNCR 20,096 $681,053.44 0.66% Information Technology
ORITANI FINANCIAL CORP ORIT 44,332 $679,609.56 0.66% Financials
WINNEBAGO INDUSTRIES WGO 26,878 $675,981.70 0.66% Consumer Discretionary
BLUCORA INC BCOR 38,726 $673,832.40 0.66% Information Technology
J2 GLOBAL INC JCOM 13,500 $668,250.00 0.65% Information Technology
DXP ENTERPRISES INC DXPE 9,073 $665,232.36 0.65% Industrials
BANK OF THE OZARKS INC OZRK 21,150 $659,880.00 0.64% Financials
MONOTYPE IMAGING HOLDINGS TYPE 22,507 $641,449.50 0.63% Information Technology
EW SCRIPPS -CL A SSP 31,390 $639,100.40 0.62% Consumer Discretionary
BOFI HOLDING INC BOFI 8,845 $632,063.70 0.62% Financials
PRESTIGE BRANDS HOLDINGS PBH 19,554 $631,985.28 0.62% Health Care
NORTHERN OIL AND GAS INC NOG 38,653 $626,565.13 0.61% Energy
HARMONIC INC HLIT 97,409 $612,702.61 0.60% Information Technology
LIGAND PHARMACEUTICALS IN LGND 11,309 $584,109.85 0.57% Health Care
BOSTON PRIVATE FINANCIAL BPFH 45,665 $574,465.70 0.56% Financials
ARCTIC CAT INC. ACAT 14,987 $573,552.49 0.56% Consumer Discretionary
EMPLOYERS HOLDINGS, INC. EIG 27,459 $568,126.71 0.55% Financials
MARKETAXESS HOLDINGS INC MKTX 10,485 $565,246.35 0.55% Financials
TYLER TECHNOLOGIES INC TYL 6,392 $561,728.96 0.55% Information Technology
CIRCOR INTERNATIONAL INC CIR 7,299 $556,913.70 0.54% Industrials
WILSHIRE BANCORP INC WIBC 58,090 $543,141.50 0.53% Financials
CORVEL CORP CRVL 12,451 $542,988.11 0.53% Health Care
INTERACTIVE INTELLIGENCE ININ 12,380 $536,549.20 0.52% Information Technology
EVERCORE PARTNERS INC EVR 9,530 $528,152.60 0.52% Financials
RED ROBIN GOURMET BURGERS RRGB 8,107 $526,955.00 0.51% Consumer Discretionary
INTER PARFUMS INC IPAR 18,607 $514,855.69 0.50% Consumer Staples
MWI VETERINARY SUPPLY INC MWIV 3,579 $514,230.72 0.50% Health Care
CRYOLIFE INC CRY 56,031 $513,243.96 0.50% Health Care
DAKTRONICS INC DAKT 42,338 $494,507.84 0.48% Information Technology
CAPELLA EDUCATION CO CPLA 8,159 $484,318.24 0.47% Consumer Discretionary
RUTH'S HOSPITALITY GROUP RUTH 41,185 $480,628.95 0.47% Consumer Discretionary
ENERSYS ENS 7,347 $476,085.60 0.46% Industrials
STAMPS.COM INC STMP 13,688 $469,772.16 0.46% Information Technology
PINNACLE ENTERTAINMENT IN PNK 19,486 $468,638.30 0.46% Consumer Discretionary
DREW INDUSTRIES INC DW 9,688 $456,207.92 0.45% Consumer Discretionary
GLACIER BANCORP, INC. GBCI 17,041 $454,824.29 0.44% Financials
Medidata Solutions Inc MDSO 11,070 $450,106.20 0.44% Health Care
LogMeIn Inc LOGM 11,211 $440,368.08 0.43% Information Technology
MONARCH CASINO & RESORT I MCRI 31,721 $433,943.28 0.42% Consumer Discretionary
NUVASIVE INC NUVA 12,426 $423,850.86 0.41% Health Care
MOVADO GROUP INC MOV 10,716 $420,281.52 0.41% Consumer Discretionary
WOLVERINE WORLD WIDE INC WWW 16,413 $403,595.67 0.39% Consumer Discretionary
SONIC CORP SONC 18,595 $399,978.45 0.39% Consumer Discretionary
HILLENBRAND INC HI 12,550 $394,823.00 0.39% Industrials
CARDTRONICS INC CATM 10,914 $393,340.56 0.38% Information Technology
PAPA JOHN'S INTERNATIONAL PZZA 8,469 $382,290.66 0.37% Consumer Discretionary
STEVEN MADDEN LTD SHOO 11,363 $379,637.83 0.37% Consumer Discretionary
COGNEX CORP CGNX 9,675 $377,712.00 0.37% Information Technology
LUMBER LIQUIDATORS HLDNGS LL 6,711 $375,950.22 0.37% Consumer Discretionary
ALLEGIANT TRAVEL COMPANY ALGT 2,980 $372,053.00 0.36% Industrials
ADVANCED ENERGY INDUSTRIE AEIS 20,071 $370,912.08 0.36% Information Technology
TEXAS CAPITAL BA TCBI 6,898 $364,214.40 0.36% Financials
IPC THE HOSPITALIST CO IN IPCM 8,048 $362,401.44 0.35% Health Care
STURM RUGER & CO RGR 6,230 $361,963.00 0.35% Consumer Discretionary
LANNETT CO INC LCI 9,807 $360,603.39 0.35% Health Care
MEDICINES COMPANY MDCO 14,317 $356,063.79 0.35% Health Care
KIRKLAND'S INC KIRK 17,904 $343,040.64 0.33% Consumer Discretionary
AIR METHODS CORP AIRM 6,687 $341,705.70 0.33% Health Care
LA-Z-BOY INC LZB 15,206 $335,292.30 0.33% Consumer Discretionary
HB FULLER CO FUL 7,071 $331,559.19 0.32% Materials
8X8 INC EGHT 43,198 $327,872.82 0.32% Telecommunication Services
NIC INC EGOV 19,868 $326,828.60 0.32% Information Technology
MTS SYSTEMS CORP MTSC 4,913 $325,437.12 0.32% Information Technology
FARO TECHNOLOGIES INC FARO 6,947 $322,618.68 0.31% Information Technology
MAXIMUS INC MMS 7,371 $313,636.05 0.31% Information Technology
SURMODICS INC SRDX 15,618 $312,828.54 0.31% Health Care
SCIENTIFIC GAMES CORP SGMS 33,624 $307,659.60 0.30% Consumer Discretionary
AZZ INC AZZ 6,452 $306,082.88 0.30% Industrials
TEXAS ROADHOUSE INC TXRH 12,099 $299,450.25 0.29% Consumer Discretionary
AMERICAN PUBLIC EDUCATION APEI 8,637 $298,235.61 0.29% Consumer Discretionary
BLACKBAUD INC BLKB 8,565 $293,522.55 0.29% Information Technology
COMSCORE INC SCOR 7,955 $292,505.35 0.29% Information Technology
MOBILE MINI INC MINI 6,078 $276,062.76 0.27% Industrials
AMERICAN VANGUARD CORP AVD 19,650 $258,004.50 0.25% Materials
APOGEE ENTERPRISES INC APOG 7,566 $257,395.32 0.25% Industrials
EHEALTH INC EHTH 7,778 $243,684.74 0.24% Financials
FIRST FINANCIAL BANKSHARE FFIN 8,168 $242,752.96 0.24% Financials
FIRST CASH FINANCIAL SERV FCFS 4,196 $234,556.40 0.23% Financials
WEST PHARMACEUTICAL SERVI WST 5,687 $231,802.12 0.23% Health Care
FINANCIAL ENGINE FNGN 5,911 $218,707.00 0.21% Financials
BALCHEM CORP BCPC 3,948 $204,861.72 0.20% Materials
NEOGEN CORP NEOG 4,668 $200,677.32 0.20% Health Care
LUMOS NETWORKS C LMOS 12,673 $192,376.14 0.19% Telecommunication Services
HEALTHSTREAM INC HSTM 6,745 $173,616.30 0.17% Health Care
OYO GEOSPACE CORP GEOS 3,737 $161,176.81 0.16% Energy
FEDERATED US TREAS CASH RESERVE INSTITUTIONAL 61,420 $61,419.60 0.06% NA

Disclosure

*Morningstar category is based on the underlying securities of the ETF and not the objective. The Morningstar Rating™ is provided for those exchange-traded funds (“ETFs”) with at least a three-year history. Ratings are based on the ETF’s Morningstar Risk-Adjusted Return measure which accounts for variation in monthly performance, placing more emphasis on downward variations and rewarding consistent performance. An ETF’s risk-adjusted return includes a brokerage commission estimate. This estimate is intended to reflect what an average investor would pay when buying or selling an ETF. PLEASE NOTE, this estimate is subject to change and the actual brokerage commission an investor pays may be higher or lower than this estimate. Morningstar compares each ETF’s risk-adjusted return to the open-end mutual fund rating breakpoints for that category. Consistent with the open-end mutual fund ratings, the top 10% of ETFs in each category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars and the bottom 10% receive 1 star. The overall rating for an ETF is based on a weighted average of the time-period ratings (e.g., the ETF’s 3-, 5-, and 10-year rating). The determination of an ETF’s rating does not affect the retail open end mutual fund data published by Morningstar. Past performance is no guarantee of future results.

Performance displayed represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Total returns reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance data quoted. For up-to-date fund performance, including performance current to the most recent month-end, please visit the ETF performance page. ETFs are subject to third party transaction fees/commissions. Net asset value (NAV) is calculated by subtracting total liabilities from total assets, then dividing by the number of shares outstanding. Market close is the last price at which shares are traded. Fund shares may trade at, above or below NAV. For additional information, see the fund’s prospectus.

Performance results for periods under one year are short-term and may not provide an adequate basis for evaluating the performance potential of the fund over varying market conditions or economic cycles.

Pure style ETFs may not be suitable for all investors. The ETFs are subject to the risk that large, medium and small-capitalization stocks may under-perform other segments of the equity market or the equity market as a whole •Value stocks are subject to the risk that the intrinsic value of the stock may never be realized by the market or that the price goes down. Growth stocks typically invest a high portion of their earnings back into their business and may lack the dividend yield that could cushion their decline in a market downturn. Growth stocks may be more volatile than other stocks because they are more sensitive to investor perceptions regarding the growth potential of the issuing company. • The Funds are subject to the risk that unanticipated early closings of securities exchanges and other financial markets may result in the Fund’s inability to buy or sell securities or other financial instruments on that day. • In certain circumstances, it may be difficult for the Funds to purchase and sell particular investments within a reasonable time at a fair price. • Investments in securities, in general, are subject to market risks that may cause their prices to fluctuate over time. An investment in the Funds may lose money. • Unlike many investment companies, the Funds are not actively "managed." This means that based on market and economic conditions, the Fund’s’ performance could be lower than other types of funds that may actively shift their portfolio assets to take advantage of market opportunities or to lessen the impact of a market decline. • Tracking error risk refers to the risk that the Advisor may not be able to cause the Funds’ performance to match or correlate to that of the Funds’ Underlying Index, either on a daily or aggregate basis. Tracking error risk may cause the Funds’ performance to be less than you expect. • Shares may trade below their net asset value ("NAV"). The NAV of shares will fluctuate with changes in the market value of the Funds’ holdings. In addition, although the Funds’ shares are currently listed on NYSE Arca, Inc. (the "Exchange"), there can be no assurance that an active trading market for shares will develop or be maintained. • Each Fund is considered nondiversified and can invest a greater portion of its assets in securities of individual issuers than a diversified Fund. As a result, changes in the market value of a single security could cause greater fluctuations in the value of fund shares than would occur in a more diversified Fund. •See Prospectus for more details

Composition is subject to change. Information provided is for illustration purposes only and may not reflect current investments by the fund. Referenced companies are not affiliated with Guggenheim Investments and Guggenheim Investments does not sponsor, endorse, sell or promote the referenced companies.

“Standard & Poor’s®”, “S&P®”, “S&P 500®”, “Standard & Poor’s 500”, “500”, “S&P MidCap 400”, “S&P SmallCap 600”, “S&P 500 Pure Value”, “S&P 500 Pure Growth”, “S&P MidCap 400 Pure Value”, “S&P MidCap 400 Pure Growth”, “S&P SmallCap 600 Pure Value”, and “S&P Small Cap 600 Pure Growth” are trademarks of Standard & Poor’s Financial Services LLC (“S&P”) and have been licensed for use by Guggenheim Investments. Citigroup® is a registered trademark of Citigroup and/or its affiliates and has been licensed for use by S&P. The fund is not sponsored, endorsed, sold or promoted by S&P or Citigroup or their affiliates and neither S&P nor Citigroup or their affiliates make any representation, warranty or condition regarding the advisability of investing in the fund.
 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

2014 Guggenheim Investments. All Rights Reserved.
• Not FDIC Insured • No Bank Guarantee • May Lose Value