Guggenheim S&P MidCap 400 Pure Growth ETF
NAV $125.06
Change -$1.67 | -1.32%
As Of 10/6/15

Investment Objectives

Seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Growth Index.

Net Asset Value

Net Asset Value $125.06
Change -$1.67 | -1.32%


Ticker RFG
CUSIP 78355W601
Asset Class Style
Inception Date 3/1/06
Gross Expense Ratio 0.35%
Net Expense Ratio 0.35%
Related Index Ticker SPMPG
Investment Adviser Security Investors, LLC.
Distributor Guggenheim Funds Distributors, LLC.


Volume 30,415
Last Sale Price $125.02
52-Week Range $138.93 / $111.82
Shares Outstanding 6,000,021
Total Net Assets $750,382,657.33

Overall Morningstar RatingTM *

as of 6/30/15

Among Mid-Cap Growth Funds

This Fund was rated, based on its risk-adjusted returns, 3 stars for 3 years, 4 stars for 5 years, and 4 stars Overall out of 13, 11, and 13 Mid-Cap Growth funds, respectively.

Market Close

Market Price $125.02
Premium / Discount -$0.04
Change -$1.70 | -1.34%
High / Low $126.91 / $124.75

Historical Market Closes to NAV

  Days % of Total Days
Premium 1093 45.22%
Discount 1167 48.28%
Equal to NAV 157 6.50%
Total 2,417 100%


Number of Stocks 95
Return on Equity (quarterly 9/30/15) 33.32%
Price to Earning (P/E) 22.42
Price to Book (P/B) 3.53
Dividend Amount $0.18
Ex-Dividend Date N/A


As of 9/30/15
Standard Deviation Sharpe Ratio Beta R-Squared
13.15 0.91 1.01 99.84

Risk Definitions

Standard Deviation A statistical measure of the historical volatility of an investment, computed using 36 monthly returns. More generally, a measure of the extent to which numbers are spread around their average. The higher the number, the more volatility is to be expected.
Sharpe Ratio A risk-adjusted measure developed by William F. Sharpe, calculated using standard deviation and excess return to determine reward per unit of risk. The higher the Sharpe ratio, the better the fund's risk-adjusted performance.
Beta Beta is a statistical measure of volatility relative to the overall market, usually the S&P 500. A positive beta indicates movement in the same direction as the market, while a negative beta indicates movement inverse to the market. Beta for the market is generally considered to be 1. A beta above 1 or below -1 indicates more volatility than the market. A beta between 1 to -1 indicates less volatility than the market.
A measurement of how closely an investment's performance correlates with the performance of a benchmark, such as the S&P 500, and thus a measurement of what portion of its performance may be explained by the performance of the overall market or index. Values for R-squared range from 0 to 100, where 0 indicates no correlation and 100 indicates perfect correlation.


as of 10/6/2015
Total Assets $750,382,657
Number of Stocks 95
Percent Stock 99.92%
Percent Cash / Other 0.08%

Sectors / Industries

as of 10/6/15


as of 10/6/15

Security Name Ticker Shares
% of Net Assets Sector / Industry
JETBLUE AIRWAYS CORP JBLU 915,575 $23,347,162.50 3.11% Industrials
SKECHERS U.S.A. INC SKX 144,163 $18,400,965.32 2.45% Consumer Discretionary
CADENCE DESIGN SYS INC CDNS 723,722 $15,429,753.04 2.06% Information Technology
FORTINET INC FTNT 351,208 $15,259,987.60 2.03% Information Technology
CENTENE CORP CNC 265,549 $14,092,685.43 1.88% Health Care
EAGLE MATERIALS INC. EXP 188,985 $14,075,602.80 1.88% Materials
TOLL BROTHERS, INC. TOL 388,327 $13,816,674.66 1.84% Consumer Discretionary
EXTRA SPACE STORAGE INC EXR 178,109 $13,664,522.48 1.82% Financials
ARRIS GROUP INC ARRS 492,980 $13,556,950.00 1.81% Information Technology
TRINITY INDUSTRIES TRN 530,056 $13,219,596.64 1.76% Industrials
ALEXANDER & BALDWIN INC ALEX 372,877 $13,188,659.49 1.76% Financials
NVR INC NVR 8,521 $13,071,214.00 1.74% Consumer Discretionary
MOLINA HEALTHCARE INC MOH 199,734 $12,972,723.30 1.73% Health Care
PAREXEL INTERNATIONAL COR PRXL 214,075 $12,416,350.00 1.65% Health Care
MANHATTAN ASSOCIATES INC MANH 197,947 $12,407,317.96 1.65% Information Technology
UNITED THERAPEUTICS CORP UTHR 96,775 $12,123,972.00 1.62% Health Care
CALATLANTIC GROUP INC CAA 303,494 $12,063,886.50 1.61% Consumer Discretionary
WHITEWAVE FOODS - CL A WWAV 271,620 $11,397,175.20 1.52% Consumer Staples
WISDOMTREE INVES WETF 699,383 $11,253,072.47 1.50% Financials
SOLARWINDS INC SWI 252,262 $10,453,737.28 1.39% Information Technology
CAMDEN PROPERTY TRUST CPT 137,367 $10,275,051.60 1.37% Financials
TEMPUR-PEDIC INTERNATIONA TPX 139,073 $10,269,150.32 1.37% Consumer Discretionary
BUFFALO WILD WINGS INC BWLD 53,504 $10,210,703.36 1.36% Consumer Discretionary
GLOBAL PAYMENTS, INC GPN 88,361 $10,194,208.57 1.36% Information Technology
HAIN CELESTIAL GROUP INC HAIN 195,422 $10,079,866.76 1.34% Consumer Staples
MAXIMUS INC MMS 168,229 $10,029,812.98 1.34% Information Technology
ALASKA AIR GROUP INC ALK 132,820 $9,899,074.60 1.32% Industrials
FOOT LOCKER INC FL 137,637 $9,736,441.38 1.30% Consumer Discretionary
AKORN INC AKRX 319,872 $9,356,256.00 1.25% Health Care
SYNAPTICS, INC. SYNA 111,706 $9,259,310.34 1.23% Information Technology
JONES LANG LASALLE, INC. JLL 60,645 $8,754,105.75 1.17% Financials
NETSCOUT SYSTEMS INC NTCT 238,430 $8,697,926.40 1.16% Information Technology
CYTEC INDUSTRIES CYT 116,835 $8,608,402.80 1.15% Materials
INTERDIGITAL INC. IDCC 168,113 $8,565,357.35 1.14% Information Technology
RENAISSANCERE HOLDINGS LT RNR 79,979 $8,561,751.95 1.14% Financials
WABTEC CORPORATION WAB 91,315 $8,312,404.45 1.11% Industrials
PACKAGING CORP AMER PKG 131,712 $8,275,464.96 1.10% Materials
LASALLE HOTEL PROPERTIES LHO 265,064 $7,925,413.60 1.06% Financials
CARE CAPITAL PROPERTIES INC CCP 225,561 $7,556,293.50 1.01% Financials
IDEXX LABORATORIES INC IDXX 104,241 $7,474,079.70 1.00% Health Care
BANK OF THE OZARKS INC OZRK 163,684 $7,357,595.80 0.98% Financials
DUKE REALTY CORP DRE 357,729 $7,115,229.81 0.95% Financials
OLD DOMINION FREIGHT LINE ODFL 112,337 $7,051,393.49 0.94% Industrials
VCA ANTECH INC WOOF 130,950 $7,033,324.50 0.94% Health Care
DOUGLAS EMMETT INC DEI 237,063 $7,026,547.32 0.94% Financials
GARTNER INC IT 81,045 $6,807,780.00 0.91% Information Technology
ACUITY BRANDS INC AYI 37,926 $6,688,629.36 0.89% Industrials
ULTIMATE SOFTWARE GROUP I ULTI 35,636 $6,635,066.84 0.88% Information Technology
SOVRAN SELF STORAGE INC SSS 68,074 $6,556,206.94 0.87% Financials
ZEBRA TECHNOLOGIES ZBRA 83,192 $6,500,622.88 0.87% Information Technology
OMEGA HEALTHCARE INVESTOR OHI 181,705 $6,499,587.85 0.87% Financials
POLARIS INDUSTRIES INC PII 54,124 $6,427,225.00 0.86% Consumer Discretionary
FAIR ISAAC CORP FICO 74,015 $6,365,290.00 0.85% Information Technology
UGI CORPORATION UGI 175,342 $6,261,462.82 0.83% Utilities
ITT CORP ITT 177,205 $6,257,108.55 0.83% Industrials
DOMINO'S PIZZA INC DPZ 57,078 $6,122,186.28 0.82% Consumer Discretionary
PRIMERICA INC PRI 129,429 $6,062,454.36 0.81% Financials
LIVE NATION INC LYV 236,976 $6,026,299.68 0.80% Consumer Discretionary
SIGNATURE BANK SBNY 43,035 $5,975,409.75 0.80% Financials
BRUNSWICK CORP/DE BC 120,090 $5,892,816.30 0.79% Consumer Discretionary
SERVICE CORP INTERNATIONA SCI 212,218 $5,872,072.06 0.78% Consumer Discretionary
BOSTON BEER COMPANY INC SAM 26,921 $5,848,318.04 0.78% Consumer Staples
CARTER'S, INC. CRI 63,046 $5,747,903.82 0.77% Consumer Discretionary
WILLIAMS-SONOMA, INC. WSM 73,014 $5,720,646.90 0.76% Consumer Discretionary
WEINGARTEN REALTY INVEST WRI 169,914 $5,717,606.10 0.76% Financials
SEI INVESTMENTS COMPANY SEIC 115,069 $5,633,778.24 0.75% Financials
ACI WORLDWIDE INC ACIW 251,682 $5,466,533.04 0.73% Information Technology
CEB INC CEB 77,838 $5,465,005.98 0.73% Industrials
LANDSTAR SYSTEM INC. LSTR 84,764 $5,449,477.56 0.73% Industrials
TYLER TECHNOLOGIES INC TYL 32,610 $5,422,716.90 0.72% Information Technology
AMC NETWORKS INC AMCX 72,325 $5,399,061.25 0.72% Consumer Discretionary
STERIS CORP STE 82,714 $5,392,125.66 0.72% Health Care
JACK IN THE BOX, INC JACK 69,387 $5,316,431.94 0.71% Consumer Discretionary
MEDNAX, INC. MD 69,179 $5,308,796.46 0.71% Health Care
LAMAR ADVERTISING CO LAMR 97,099 $5,257,910.85 0.70% Financials
CATALENT INC CTLT 208,864 $5,008,558.72 0.67% Health Care
REGENCY CENTERS CORP REG 76,819 $4,866,483.65 0.65% Financials
LKQ CORPORATION LKQ 166,169 $4,810,592.55 0.64% Consumer Discretionary
MINERALS TECHNOLOGIES INC MTX 90,372 $4,671,328.68 0.62% Materials
ALIGN TECHNOLOGY ALGN 78,250 $4,362,437.50 0.58% Health Care
SIRONA DENTAL SYSTEMS INC SIRO 44,392 $4,330,883.52 0.58% Health Care
COGNEX CORP CGNX 115,968 $4,228,193.28 0.56% Information Technology
FACTSET RESEARCH SYSTEMS FDS 24,924 $4,003,542.12 0.53% Information Technology
RACKSPACE HOSTING INC RAX 150,638 $3,877,422.12 0.52% Information Technology
CHARLES RIVER LAB INTER CRL 61,123 $3,774,345.25 0.50% Health Care
BRINKER INTL INC EAT 71,902 $3,774,135.98 0.50% Consumer Discretionary
UDR INC UDR 106,659 $3,729,865.23 0.50% Financials
WEX INC WEX 39,870 $3,708,707.40 0.49% Information Technology
KILROY REALTY CORP KRC 53,964 $3,664,155.60 0.49% Financials
VALSPAR CORP VAL 48,400 $3,651,780.00 0.49% Materials
GENTEX CORPORATION GNTX 213,631 $3,313,416.81 0.44% Consumer Discretionary
Cooper Cos Inc/The COO 22,531 $3,260,461.01 0.43% Health Care
DUNKIN' BRANDS G DNKN 75,104 $3,170,890.88 0.42% Consumer Discretionary
HSN, INC. HSNI 51,752 $3,002,133.52 0.40% Consumer Discretionary
DECKERS OUTDOOR CORP DECK 44,822 $2,670,942.98 0.36% Consumer Discretionary


*Morningstar category is based on the underlying securities of the ETF and not the objective. The Morningstar Rating™ is provided for those exchange-traded funds (“ETFs”) with at least a three-year history. Ratings are based on the ETF’s Morningstar Risk-Adjusted Return measure which accounts for variation in monthly performance, placing more emphasis on downward variations and rewarding consistent performance. An ETF’s risk-adjusted return includes a brokerage commission estimate. This estimate is intended to reflect what an average investor would pay when buying or selling an ETF. PLEASE NOTE, this estimate is subject to change and the actual brokerage commission an investor pays may be higher or lower than this estimate. Morningstar compares each ETF’s risk-adjusted return to the open-end mutual fund rating breakpoints for that category. Consistent with the open-end mutual fund ratings, the top 10% of ETFs in each category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars and the bottom 10% receive 1 star. The overall rating for an ETF is based on a weighted average of the time-period ratings (e.g., the ETF’s 3-, 5-, and 10-year rating). The determination of an ETF’s rating does not affect the retail open end mutual fund data published by Morningstar. Past performance is no guarantee of future results.

Performance displayed represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Total returns reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance data quoted. For up-to-date fund performance, including performance current to the most recent month-end, please visit the ETF performance page.
ETFs are subject to third party transaction fees/commissions. Net asset value (NAV) is calculated by subtracting total liabilities from total assets, then dividing by the number of shares outstanding. Market close is the last price at which shares are traded. Fund shares may trade at, above or below NAV. For additional information, see the fund’s prospectus.

Performance results for periods under one year are short-term and may not provide an adequate basis for evaluating the performance potential of the fund over varying market conditions or economic cycles.

Pure style ETFs may not be suitable for all investors. The ETFs are subject to the risk that large, medium and small-capitalization stocks may under-perform other segments of the equity market or the equity market as a whole •Value stocks are subject to the risk that the intrinsic value of the stock may never be realized by the market or that the price goes down. Growth stocks typically invest a high portion of their earnings back into their business and may lack the dividend yield that could cushion their decline in a market downturn. Growth stocks may be more volatile than other stocks because they are more sensitive to investor perceptions regarding the growth potential of the issuing company. • The Funds are subject to the risk that unanticipated early closings of securities exchanges and other financial markets may result in the Fund’s inability to buy or sell securities or other financial instruments on that day. • In certain circumstances, it may be difficult for the Funds to purchase and sell particular investments within a reasonable time at a fair price. • Investments in securities, in general, are subject to market risks that may cause their prices to fluctuate over time. An investment in the Funds may lose money. • Unlike many investment companies, the Funds are not actively "managed." This means that based on market and economic conditions, the Fund’s’ performance could be lower than other types of funds that may actively shift their portfolio assets to take advantage of market opportunities or to lessen the impact of a market decline. • Tracking error risk refers to the risk that the Advisor may not be able to cause the Funds’ performance to match or correlate to that of the Funds’ Underlying Index, either on a daily or aggregate basis. Tracking error risk may cause the Funds’ performance to be less than you expect. • Shares may trade below their net asset value ("NAV"). The NAV of shares will fluctuate with changes in the market value of the Funds’ holdings. In addition, although the Funds’ shares are currently listed on NYSE Arca, Inc. (the "Exchange"), there can be no assurance that an active trading market for shares will develop or be maintained. • Each Fund is considered nondiversified and can invest a greater portion of its assets in securities of individual issuers than a diversified Fund. As a result, changes in the market value of a single security could cause greater fluctuations in the value of fund shares than would occur in a more diversified Fund. •See Prospectus for more details

Composition is subject to change. Information provided is for illustration purposes only and may not reflect current investments by the fund. Referenced companies are not affiliated with Guggenheim Investments and Guggenheim Investments does not sponsor, endorse, sell or promote the referenced companies.

“Standard & Poor’s®”, “S&P®”, “S&P 500®”, “Standard & Poor’s 500”, “500”, “S&P MidCap 400”, “S&P SmallCap 600”, “S&P 500 Pure Value”, “S&P 500 Pure Growth”, “S&P MidCap 400 Pure Value”, “S&P MidCap 400 Pure Growth”, “S&P SmallCap 600 Pure Value”, and “S&P Small Cap 600 Pure Growth” are trademarks of Standard & Poor’s Financial Services LLC (“S&P”) and have been licensed for use by Guggenheim InvestmentsI. Citigroup® is a registered trademark of Citigroup and/or its affiliates and has been licensed for use by S&P. The fund is not sponsored, endorsed, sold or promoted by S&P or Citigroup or their affiliates and neither S&P nor Citigroup or their affiliates make any representation, warranty or condition regarding the advisability of investing in the fund.

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.


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• Not FDIC Insured • No Bank Guarantee • May Lose Value