RFG

Guggenheim S&P MidCap 400 Pure Growth ETF
NAV $126.90
Change $1.23 | 0.98%
As Of 8/29/14

Investment Objectives

Seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Growth Index.


Net Asset Value

Net Asset Value $126.90
Change $1.23 | 0.98%


Summary


Ticker RFG
CUSIP 78355W601
Asset Class Style
Inception Date 3/1/06
Gross Expense Ratio 0.35%
IOPV Ticker RFG.IV
Related Index Ticker SPMPG
Investment Adviser Security Investors, LLC.
Distributor Guggenheim Funds Distributors, LLC.


Profile

Volume 10,417
Last Sale Price $126.82
52-Week Range $127.33 / $104.10
Shares Outstanding 6,400,021
Total Net Assets $812,173,314.44

Overall Morningstar RatingTM *

as of 3/31/14

Among Mid-Cap Growth Funds

The fund was rated, based on its risk-adjusted returns, 4 stars for 3 years, 5 stars for 5 years, and 5 stars Overall out of 12, 11 and 12 Mid-Cap Growth funds, respectively.

Market Close

Market Price $126.82
Premium / Discount -$0.08
Change $1.24 | 0.99%
High / Low $126.94 / $125.57


Historical Market Closes to NAV

  Days % of Total Days
Premium 982 45.89%
Discount 1013 47.34%
Equal to NAV 145 6.78%
Total 2,140 100%


Characteristics

Number of Stocks 96
Return on Equity (quarterly 6/30/14) 18.18%
Price to Earning (P/E) 22.46
Price to Book (P/B) 2.77
Dividend Amount $0.14
Ex-Dividend Date N/A

Risk

As of 8/29/14
Standard Deviation Sharpe Ratio Beta R-Squared
15.43 N/A 1.01 99.90

Risk Definitions

Standard Deviation A statistical measure of the historical volatility of an investment, computed using 36 monthly returns. More generally, a measure of the extent to which numbers are spread around their average. The higher the number, the more volatility is to be expected.
Sharpe Ratio A risk-adjusted measure developed by William F. Sharpe, calculated using standard deviation and excess return to determine reward per unit of risk. The higher the Sharpe ratio, the better the fund's risk-adjusted performance.
Beta Beta is a statistical measure of volatility relative to the overall market, usually the S&P 500. A positive beta indicates movement in the same direction as the market, while a negative beta indicates movement inverse to the market. Beta for the market is generally considered to be 1. A beta above 1 or below -1 indicates more volatility than the market. A beta between 1 to -1 indicates less volatility than the market.
R-Squared
A measurement of how closely an investment's performance correlates with the performance of a benchmark, such as the S&P 500, and thus a measurement of what portion of its performance may be explained by the performance of the overall market or index. Values for R-squared range from 0 to 100, where 0 indicates no correlation and 100 indicates perfect correlation.

Overview

as of 8/29/2014
Total Assets $812,173,314
Number of Stocks 96
Percent Stock 99.83%
Percent Cash / Other 0.17%

Sectors / Industries

as of 8/29/14

Holdings

as of 8/29/14

Security Name Ticker Shares
Held
Market
Value
% of Net Assets Sector / Industry
SALIX PHARMACEUTICALS LTD SLXP 190,959 $30,383,486.49 3.74% Health Care
TRINITY INDUSTRIES TRN 522,367 $25,272,115.46 3.11% Industrials
PATTERSON-UTI ENERGY INC PTEN 546,442 $18,874,106.68 2.32% Energy
SYNOVUS FINANCIAL CORP SNV 733,259 $17,708,204.85 2.18% Financials
UNITED THERAPEUTICS CORP UTHR 143,832 $16,947,724.56 2.09% Health Care
TEMPUR-PEDIC INTERNATIONA TPX 274,366 $16,055,898.32 1.98% Consumer Discretionary
UNITED RENTALS URI 135,060 $15,889,809.00 1.96% Industrials
UMPQUA HOLDINGS CORP UMPQ 848,390 $14,821,373.30 1.82% Financials
DECKERS OUTDOOR CORP DECK 158,989 $14,665,145.36 1.81% Consumer Discretionary
KIRBY KEX 120,824 $14,413,094.96 1.77% Industrials
SVB FINANCIAL GROUP SIVB 127,274 $14,168,141.68 1.74% Financials
SMITH (A.O.) CORPORATION AOS 278,212 $13,654,644.96 1.68% Industrials
SM ENERGY CO SM 150,279 $13,380,842.16 1.65% Energy
ENDO INETERNATIONAL PLC ENDP 209,469 $13,345,269.99 1.64% Health Care
CATHAY GENERAL BANCORP CATY 507,638 $13,218,893.52 1.63% Financials
UNIVERSAL HEALTH SERVICES UHS 113,215 $12,956,324.60 1.60% Health Care
BANCORPSOUTH INC BXS 596,277 $12,623,184.09 1.55% Financials
THE WENDY'S CO. WEN 1,474,282 $12,015,398.30 1.48% Consumer Discretionary
TOLL BROTHERS, INC. TOL 333,472 $11,868,268.48 1.46% Consumer Discretionary
OLD REPUBLIC INTL CORP ORI 763,456 $11,719,049.60 1.44% Financials
ASSOCIATED BANC CORP ASBC 633,235 $11,512,212.30 1.42% Financials
BE AEROSPACE INC BEAV 135,374 $11,471,592.76 1.41% Industrials
BALLY TECHNOLOGIES INC BYI 144,459 $11,454,154.11 1.41% Consumer Discretionary
WABTEC CORPORATION WAB 135,108 $11,262,602.88 1.39% Industrials
POLARIS INDUSTRIES INC PII 75,207 $10,933,593.66 1.35% Consumer Discretionary
3D SYSTEMS CORPORATION DDD 200,241 $10,714,895.91 1.32% Information Technology
CORPORATE EXECUTIVE BOARD CEB 162,126 $10,687,345.92 1.32% Industrials
PACWEST BANCORP PACW 248,146 $10,407,243.24 1.28% Financials
ULTIMATE SOFTWARE GROUP I ULTI 69,415 $10,203,310.85 1.26% Information Technology
OLD DOMINION FREIGHT LINE ODFL 150,484 $10,032,768.28 1.24% Industrials
PTC INC PTC 251,768 $9,740,903.92 1.20% Information Technology
WEX INC WEX 81,545 $9,267,589.25 1.14% Information Technology
ALASKA AIR GROUP INC ALK 197,857 $9,168,693.38 1.13% Industrials
OIL STATES INTERNATIONAL OIS 138,875 $8,964,381.25 1.10% Energy
ALIGN TECHNOLOGY ALGN 156,133 $8,503,003.18 1.05% Health Care
LKQ CORPORATION LKQ 298,340 $8,472,856.00 1.04% Consumer Discretionary
ROSETTA RESOURCES INC ROSE 169,262 $8,463,100.00 1.04% Energy
HANESBRANDS INC HBI 80,363 $8,251,672.84 1.02% Consumer Discretionary
EAGLE MATERIALS INC. EXP 80,707 $8,224,850.37 1.01% Materials
TEREX CORP. TEX 219,605 $8,215,423.05 1.01% Industrials
MENTOR GRAPHICS CORP MENT 363,322 $7,924,052.82 0.98% Information Technology
SIGNATURE BANK SBNY 66,449 $7,871,548.54 0.97% Financials
SUPERVALU INC SVU 811,589 $7,750,674.95 0.95% Consumer Staples
SLM CORPORATION SLM 874,391 $7,747,104.26 0.95% Financials
JARDEN CORPORATION JAH 128,616 $7,689,950.64 0.95% Consumer Discretionary
WORTHINGTON INDUSTRIES IN WOR 188,433 $7,620,230.52 0.94% Materials
ACI WORLDWIDE INC ACIW 382,546 $7,448,170.62 0.92% Information Technology
WADDELL & REED FINANCIAL WDR 133,979 $7,301,855.50 0.90% Financials
BELDEN INC. BDC 97,960 $7,157,937.20 0.88% Information Technology
TOWERS WATSON & CO TW 65,225 $7,150,616.75 0.88% Industrials
CBOE HOLDINGS IN CBOE 131,756 $6,986,361.90 0.86% Financials
PACKAGING CORP AMER PKG 102,141 $6,944,566.59 0.86% Materials
WASHINGTON FEDERAL WAFD 315,523 $6,862,625.25 0.84% Financials
HAIN CELESTIAL GROUP INC HAIN 68,611 $6,748,577.96 0.83% Consumer Staples
GRACO GGG 87,250 $6,706,035.00 0.83% Industrials
BRINKER INTL INC EAT 133,750 $6,540,375.00 0.81% Consumer Discretionary
OCEANEERING INTL OII 93,495 $6,503,512.20 0.80% Energy
CONVERSANT INC CNVR 230,709 $6,353,725.86 0.78% Information Technology
CONCUR TECHNOLOGIES INC CNQR 62,380 $6,261,704.40 0.77% Information Technology
GENTEX CORPORATION GNTX 208,934 $6,173,999.70 0.76% Consumer Discretionary
CUBIST PHARMACEUTICALS IN CBST 87,040 $6,008,371.20 0.74% Health Care
GENESEE & WYOMING INC GWR 60,274 $5,926,742.42 0.73% Industrials
FORTUNE BRANDS H FBHS 133,131 $5,752,590.51 0.71% Industrials
HNI CORP HNI 150,209 $5,694,423.19 0.70% Industrials
MSCI INC MSCI 121,872 $5,623,174.08 0.69% Financials
CITY NATIONAL CORP CYN 69,166 $5,248,316.08 0.65% Financials
BRUNSWICK CORP/DE BC 122,015 $5,246,645.00 0.65% Consumer Discretionary
CARBO CERAMICS INC CRR 48,626 $5,231,671.34 0.64% Energy
LINCOLN ELECTRIC HOLDINGS LECO 73,302 $5,211,772.20 0.64% Industrials
CHARLES RIVER LAB INTER CRL 86,569 $5,116,227.90 0.63% Health Care
CIENA CORP CIEN 227,332 $4,703,499.08 0.58% Information Technology
CORELOGIC INC. CLGX 165,722 $4,684,960.94 0.58% Information Technology
ADVENT SOFTWARE INC ADVS 142,947 $4,618,617.57 0.57% Information Technology
GLOBAL PAYMENTS, INC GPN 62,923 $4,575,760.56 0.56% Information Technology
CREE, INC. CREE 100,164 $4,563,471.84 0.56% Information Technology
EAST WEST BANCORP, INC. EWBC 130,800 $4,557,072.00 0.56% Financials
FAIR ISAAC CORP FICO 77,957 $4,534,758.69 0.56% Information Technology
COPART INC. CPRT 130,971 $4,509,331.53 0.56% Industrials
FEI CO FEIC 53,583 $4,503,115.32 0.55% Information Technology
DRIL-QUIP, INC. DRQ 43,430 $4,406,842.10 0.54% Energy
DELUXE CORP DLX 71,028 $4,229,717.40 0.52% Industrials
IDEX CORPORATION IEX 54,916 $4,225,237.04 0.52% Industrials
GULFPORT ENERGY CORP GPOR 71,636 $4,190,706.00 0.52% Energy
COVANCE, INC. CVD 50,449 $4,182,222.10 0.51% Health Care
OMEGA HEALTHCARE INVESTOR OHI 107,560 $4,051,785.20 0.50% Financials
BROADRIDGE FINANCIAL SOLU BR 93,560 $3,980,042.40 0.49% Information Technology
TRIMBLE NAVIGATION TRMB 119,152 $3,962,995.52 0.49% Information Technology
DOMINO'S PIZZA INC DPZ 52,373 $3,951,542.85 0.49% Consumer Discretionary
ALEXANDER & BALDWIN INC ALEX 94,982 $3,884,763.80 0.48% Financials
CARTER'S, INC. CRI 45,282 $3,748,443.96 0.46% Consumer Discretionary
NEUSTAR INC-CLASS A NSR 123,883 $3,653,309.67 0.45% Information Technology
J. B. HUNT TRANSPORT SVCS JBHT 45,970 $3,473,033.50 0.43% Industrials
SOTHEBY'S BID 80,100 $3,268,881.00 0.40% Consumer Discretionary
COMMVAULT SYSTEMS INC CVLT 56,033 $3,089,659.62 0.38% Information Technology
ACXIOM CORP ACXM 124,603 $2,310,762.64 0.28% Information Technology
DREAMWORKS ANIMATION SKG- DWA 99,195 $2,165,922.83 0.27% Consumer Discretionary
FEDERATED US TREAS CASH RESERVE INSTITUTIONAL 1,164,256 $1,164,256.01 0.14% NA

Disclosure

*Morningstar category is based on the underlying securities of the ETF and not the objective. The Morningstar Rating™ is provided for those exchange-traded funds (“ETFs”) with at least a three-year history. Ratings are based on the ETF’s Morningstar Risk-Adjusted Return measure which accounts for variation in monthly performance, placing more emphasis on downward variations and rewarding consistent performance. An ETF’s risk-adjusted return includes a brokerage commission estimate. This estimate is intended to reflect what an average investor would pay when buying or selling an ETF. PLEASE NOTE, this estimate is subject to change and the actual brokerage commission an investor pays may be higher or lower than this estimate. Morningstar compares each ETF’s risk-adjusted return to the open-end mutual fund rating breakpoints for that category. Consistent with the open-end mutual fund ratings, the top 10% of ETFs in each category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars and the bottom 10% receive 1 star. The overall rating for an ETF is based on a weighted average of the time-period ratings (e.g., the ETF’s 3-, 5-, and 10-year rating). The determination of an ETF’s rating does not affect the retail open end mutual fund data published by Morningstar. Past performance is no guarantee of future results.

Performance displayed represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Total returns reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance data quoted. For up-to-date fund performance, including performance current to the most recent month-end, please visit the ETF performance page.
ETFs are subject to third party transaction fees/commissions. Net asset value (NAV) is calculated by subtracting total liabilities from total assets, then dividing by the number of shares outstanding. Market close is the last price at which shares are traded. Fund shares may trade at, above or below NAV. For additional information, see the fund’s prospectus.

Performance results for periods under one year are short-term and may not provide an adequate basis for evaluating the performance potential of the fund over varying market conditions or economic cycles.

Pure style ETFs may not be suitable for all investors. The ETFs are subject to the risk that large, medium and small-capitalization stocks may under-perform other segments of the equity market or the equity market as a whole •Value stocks are subject to the risk that the intrinsic value of the stock may never be realized by the market or that the price goes down. Growth stocks typically invest a high portion of their earnings back into their business and may lack the dividend yield that could cushion their decline in a market downturn. Growth stocks may be more volatile than other stocks because they are more sensitive to investor perceptions regarding the growth potential of the issuing company. • The Funds are subject to the risk that unanticipated early closings of securities exchanges and other financial markets may result in the Fund’s inability to buy or sell securities or other financial instruments on that day. • In certain circumstances, it may be difficult for the Funds to purchase and sell particular investments within a reasonable time at a fair price. • Investments in securities, in general, are subject to market risks that may cause their prices to fluctuate over time. An investment in the Funds may lose money. • Unlike many investment companies, the Funds are not actively "managed." This means that based on market and economic conditions, the Fund’s’ performance could be lower than other types of funds that may actively shift their portfolio assets to take advantage of market opportunities or to lessen the impact of a market decline. • Tracking error risk refers to the risk that the Advisor may not be able to cause the Funds’ performance to match or correlate to that of the Funds’ Underlying Index, either on a daily or aggregate basis. Tracking error risk may cause the Funds’ performance to be less than you expect. • Shares may trade below their net asset value ("NAV"). The NAV of shares will fluctuate with changes in the market value of the Funds’ holdings. In addition, although the Funds’ shares are currently listed on NYSE Arca, Inc. (the "Exchange"), there can be no assurance that an active trading market for shares will develop or be maintained. • Each Fund is considered nondiversified and can invest a greater portion of its assets in securities of individual issuers than a diversified Fund. As a result, changes in the market value of a single security could cause greater fluctuations in the value of fund shares than would occur in a more diversified Fund. •See Prospectus for more details


Composition is subject to change. Information provided is for illustration purposes only and may not reflect current investments by the fund. Referenced companies are not affiliated with Guggenheim Investments and Guggenheim Investments does not sponsor, endorse, sell or promote the referenced companies.

“Standard & Poor’s®”, “S&P®”, “S&P 500®”, “Standard & Poor’s 500”, “500”, “S&P MidCap 400”, “S&P SmallCap 600”, “S&P 500 Pure Value”, “S&P 500 Pure Growth”, “S&P MidCap 400 Pure Value”, “S&P MidCap 400 Pure Growth”, “S&P SmallCap 600 Pure Value”, and “S&P Small Cap 600 Pure Growth” are trademarks of Standard & Poor’s Financial Services LLC (“S&P”) and have been licensed for use by Guggenheim InvestmentsI. Citigroup® is a registered trademark of Citigroup and/or its affiliates and has been licensed for use by S&P. The fund is not sponsored, endorsed, sold or promoted by S&P or Citigroup or their affiliates and neither S&P nor Citigroup or their affiliates make any representation, warranty or condition regarding the advisability of investing in the fund.
 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

2014 Guggenheim Investments. All Rights Reserved.
• Not FDIC Insured • No Bank Guarantee • May Lose Value