RFG

Guggenheim S&P MidCap 400 Pure Growth ETF
NAV $123.25
Change -$0.32 | -0.26%
As Of 1/23/15

Investment Objectives

Seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Growth Index.


Net Asset Value

Net Asset Value $123.25
Change -$0.32 | -0.26%


Summary


Ticker RFG
CUSIP 78355W601
Asset Class Style
Inception Date 3/1/06
Gross Expense Ratio 0.35%
IOPV Ticker RFG.IV
Related Index Ticker SPMPG
Investment Adviser Security Investors, LLC.
Distributor Guggenheim Funds Distributors, LLC.


Profile

Volume 27,543
Last Sale Price $123.07
52-Week Range $127.89 / $111.82
Shares Outstanding 5,750,021
Total Net Assets $708,692,595.81

Overall Morningstar RatingTM *

as of 9/30/14

Among Mid-Cap Growth Funds

The fund was rated, based on its risk-adjusted returns, 3 stars for 3 years, 5 stars for 5 years, and 4 stars Overall out of 13, 11 and 13 Mid-Cap Growth funds, respectively.

Market Close

Market Price $123.07
Premium / Discount -$0.18
Change -$0.59 | -0.48%
High / Low $123.80 / $123.06


Historical Market Closes to NAV

  Days % of Total Days
Premium 1012 45.18%
Discount 1077 48.08%
Equal to NAV 151 6.74%
Total 2,240 100%


Characteristics

Number of Stocks 86
Return on Equity (quarterly 12/31/14) 19.65%
Price to Earning (P/E) 24.61
Price to Book (P/B) 3.31
Dividend Amount $0.21
Ex-Dividend Date N/A

Risk

As of 12/31/14
Standard Deviation Sharpe Ratio Beta R-Squared
12.74 1.29 1.01 99.84

Risk Definitions

Standard Deviation A statistical measure of the historical volatility of an investment, computed using 36 monthly returns. More generally, a measure of the extent to which numbers are spread around their average. The higher the number, the more volatility is to be expected.
Sharpe Ratio A risk-adjusted measure developed by William F. Sharpe, calculated using standard deviation and excess return to determine reward per unit of risk. The higher the Sharpe ratio, the better the fund's risk-adjusted performance.
Beta Beta is a statistical measure of volatility relative to the overall market, usually the S&P 500. A positive beta indicates movement in the same direction as the market, while a negative beta indicates movement inverse to the market. Beta for the market is generally considered to be 1. A beta above 1 or below -1 indicates more volatility than the market. A beta between 1 to -1 indicates less volatility than the market.
R-Squared
A measurement of how closely an investment's performance correlates with the performance of a benchmark, such as the S&P 500, and thus a measurement of what portion of its performance may be explained by the performance of the overall market or index. Values for R-squared range from 0 to 100, where 0 indicates no correlation and 100 indicates perfect correlation.

Overview

as of 1/23/2015
Total Assets $708,692,596
Number of Stocks 86
Percent Stock 99.97%
Percent Cash / Other 0.03%

Sectors / Industries

as of 1/23/15

Holdings

as of 1/23/15

Security Name Ticker Shares
Held
Market
Value
% of Net Assets Sector / Industry
JETBLUE AIRWAYS CORP JBLU 1,018,093 $16,849,439.15 2.38% Industrials
ALEXANDER & BALDWIN INC ALEX 414,628 $16,311,465.52 2.30% Financials
CENTENE CORP CNC 147,640 $16,303,885.20 2.30% Health Care
UNITED THERAPEUTICS CORP UTHR 107,611 $15,635,878.30 2.21% Health Care
TRINITY INDUSTRIES TRN 589,408 $15,418,913.28 2.18% Industrials
EAGLE MATERIALS INC. EXP 210,145 $15,023,266.05 2.12% Materials
ARRIS GROUP INC ARRS 548,179 $14,998,177.44 2.12% Information Technology
CADENCE DESIGN SYS INC CDNS 804,758 $14,851,808.89 2.10% Information Technology
TOLL BROTHERS, INC. TOL 431,808 $14,491,476.48 2.04% Consumer Discretionary
SOLARWINDS INC SWI 280,508 $13,896,366.32 1.96% Information Technology
EXTRA SPACE STORAGE INC EXR 198,051 $13,170,391.50 1.86% Financials
SKYWORKS SOLUTIONS, INC. SWKS 162,816 $13,165,301.76 1.86% Information Technology
LASALLE HOTEL PROPERTIES LHO 294,744 $12,556,094.40 1.77% Financials
FORTINET INC FTNT 390,532 $12,469,686.76 1.76% Information Technology
CAMDEN PROPERTY TRUST CPT 152,747 $12,172,408.43 1.72% Financials
NVR INC NVR 9,475 $11,962,945.50 1.69% Consumer Discretionary
HAIN CELESTIAL GROUP INC HAIN 217,304 $11,816,991.52 1.67% Consumer Staples
PACKAGING CORP AMER PKG 146,460 $11,725,587.60 1.65% Materials
SALIX PHARMACEUTICALS LTD SLXP 90,314 $11,372,338.88 1.60% Health Care
ADVANCE AUTO PARTS AAP 68,720 $10,705,201.60 1.51% Consumer Discretionary
JONES LANG LASALLE, INC. JLL 67,434 $10,213,553.64 1.44% Financials
ALASKA AIR GROUP INC ALK 147,691 $10,138,987.15 1.43% Industrials
WHITEWAVE FOODS - CL A WWAV 302,033 $9,942,926.36 1.40% Consumer Staples
INTERDIGITAL INC. IDCC 186,937 $9,763,719.51 1.38% Information Technology
IDEXX LABORATORIES INC IDXX 57,956 $9,682,129.36 1.37% Health Care
OLD DOMINION FREIGHT LINE ODFL 124,916 $9,350,587.18 1.32% Industrials
OMEGA HEALTHCARE INVESTOR OHI 202,052 $8,991,314.00 1.27% Financials
Signet Jewelers Ltd SIG 71,920 $8,978,492.80 1.27% Consumer Discretionary
EQUINIX, INC. EQIX 38,786 $8,944,051.60 1.26% Information Technology
DUKE REALTY CORP DRE 397,783 $8,798,959.96 1.24% Financials
GLOBAL PAYMENTS, INC GPN 98,254 $8,673,863.12 1.22% Information Technology
WABTEC CORPORATION WAB 101,540 $8,629,884.60 1.22% Industrials
QORVO INC QRVO 117,395 $8,613,271.15 1.22% Information Technology
RENAISSANCERE HOLDINGS LT RNR 88,933 $8,567,805.22 1.21% Financials
TEMPUR-PEDIC INTERNATIONA TPX 154,645 $8,520,939.50 1.20% Consumer Discretionary
DRESSER-RAND GROUP INC DRC 103,354 $8,392,344.80 1.18% Energy
POLARIS INDUSTRIES INC PII 60,185 $8,182,752.60 1.15% Consumer Discretionary
FOOT LOCKER INC FL 153,049 $8,180,469.05 1.15% Consumer Discretionary
RACKSPACE HOSTING INC RAX 167,504 $7,994,965.92 1.13% Information Technology
ZEBRA TECHNOLOGIES ZBRA 92,506 $7,788,080.14 1.10% Information Technology
GARTNER INC IT 90,119 $7,714,186.40 1.09% Information Technology
VCA ANTECH INC WOOF 145,613 $7,467,034.64 1.05% Health Care
UGI CORPORATION UGI 194,974 $7,377,816.16 1.04% Utilities
PRIMERICA INC PRI 143,920 $7,357,190.40 1.04% Financials
ITT CORP ITT 197,046 $7,109,419.68 1.00% Industrials
WEINGARTEN REALTY INVEST WRI 188,940 $7,064,466.60 1.00% Financials
BRUNSWICK CORP/DE BC 133,537 $6,906,533.64 0.97% Consumer Discretionary
LIVE NATION INC LYV 263,510 $6,711,599.70 0.95% Consumer Discretionary
FAIR ISAAC CORP FICO 82,302 $6,487,043.64 0.92% Information Technology
WILLIAMS-SONOMA, INC. WSM 81,190 $6,450,545.50 0.91% Consumer Discretionary
ACUITY BRANDS INC AYI 42,173 $6,404,813.51 0.90% Industrials
LANDSTAR SYSTEM INC. LSTR 94,255 $6,242,508.65 0.88% Industrials
DOMINO'S PIZZA INC DPZ 63,469 $6,226,308.90 0.88% Consumer Discretionary
MINERALS TECHNOLOGIES INC MTX 100,491 $6,179,191.59 0.87% Materials
STERIS CORP STE 91,975 $6,086,905.50 0.86% Health Care
CORPORATE EXECUTIVE BOARD CEB 86,554 $6,082,149.58 0.86% Industrials
LAMAR ADVERTISING CO-A LAMR 107,971 $6,049,615.13 0.85% Financials
ULTIMATE SOFTWARE GROUP I ULTI 39,625 $6,002,791.25 0.85% Information Technology
CARTER'S, INC. CRI 70,105 $5,943,501.90 0.84% Consumer Discretionary
REGENCY CENTERS CORP REG 85,420 $5,864,937.20 0.83% Financials
SIGNATURE BANK SBNY 47,854 $5,824,788.88 0.82% Financials
CYTEC INDUSTRIES CYT 129,917 $5,711,151.32 0.81% Materials
SERVICE CORP INTERNATIONA SCI 235,982 $5,437,025.28 0.77% Consumer Discretionary
AMC NETWORKS INC AMCX 80,425 $5,353,892.25 0.76% Consumer Discretionary
RIVERBED TECHNOLOGY INC. RVBD 259,387 $5,351,153.81 0.76% Information Technology
ACI WORLDWIDE INC ACIW 279,863 $5,275,417.55 0.74% Information Technology
HANESBRANDS INC HBI 45,748 $5,235,858.60 0.74% Consumer Discretionary
SEI INVESTMENTS COMPANY SEIC 127,953 $5,166,742.14 0.73% Financials
MEDNAX, INC. MD 76,925 $5,040,895.25 0.71% Health Care
COGNEX CORP CGNX 128,952 $5,027,838.48 0.71% Information Technology
ALIGN TECHNOLOGY ALGN 87,011 $4,999,652.06 0.71% Health Care
LKQ CORPORATION LKQ 184,775 $4,985,229.50 0.70% Consumer Discretionary
BRINKER INTL INC EAT 79,954 $4,960,346.16 0.70% Consumer Discretionary
VALSPAR CORP VAL 53,820 $4,690,413.00 0.66% Materials
CHARLES RIVER LAB INTER CRL 67,968 $4,675,518.72 0.66% Health Care
SIRONA DENTAL SYSTEMS INC SIRO 49,363 $4,544,851.41 0.64% Health Care
KILROY REALTY CORP KRC 60,006 $4,484,848.44 0.63% Financials
HSN, INC. HSNI 57,546 $4,299,837.12 0.61% Consumer Discretionary
GENTEX CORPORATION GNTX 237,547 $4,185,578.14 0.59% Consumer Discretionary
WEX INC WEX 44,334 $4,173,159.42 0.59% Information Technology
COVANCE, INC. CVD 38,160 $4,072,435.20 0.57% Health Care
Cooper Cos Inc/The COO 25,054 $4,052,484.50 0.57% Health Care
TYLER TECHNOLOGIES INC TYL 36,262 $4,031,246.54 0.57% Information Technology
FACTSET RESEARCH SYSTEMS FDS 27,714 $3,999,684.48 0.56% Information Technology
UDR INC UDR 118,601 $3,992,109.66 0.56% Financials
DECKERS OUTDOOR CORP DECK 49,842 $3,904,123.86 0.55% Consumer Discretionary
FEDERATED US TREAS CASH RESERVE INSTITUTIONAL 119,008 $119,007.54 0.02% NA

Disclosure

*Morningstar category is based on the underlying securities of the ETF and not the objective. The Morningstar Rating™ is provided for those exchange-traded funds (“ETFs”) with at least a three-year history. Ratings are based on the ETF’s Morningstar Risk-Adjusted Return measure which accounts for variation in monthly performance, placing more emphasis on downward variations and rewarding consistent performance. An ETF’s risk-adjusted return includes a brokerage commission estimate. This estimate is intended to reflect what an average investor would pay when buying or selling an ETF. PLEASE NOTE, this estimate is subject to change and the actual brokerage commission an investor pays may be higher or lower than this estimate. Morningstar compares each ETF’s risk-adjusted return to the open-end mutual fund rating breakpoints for that category. Consistent with the open-end mutual fund ratings, the top 10% of ETFs in each category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars and the bottom 10% receive 1 star. The overall rating for an ETF is based on a weighted average of the time-period ratings (e.g., the ETF’s 3-, 5-, and 10-year rating). The determination of an ETF’s rating does not affect the retail open end mutual fund data published by Morningstar. Past performance is no guarantee of future results.

Performance displayed represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Total returns reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance data quoted. For up-to-date fund performance, including performance current to the most recent month-end, please visit the ETF performance page.
ETFs are subject to third party transaction fees/commissions. Net asset value (NAV) is calculated by subtracting total liabilities from total assets, then dividing by the number of shares outstanding. Market close is the last price at which shares are traded. Fund shares may trade at, above or below NAV. For additional information, see the fund’s prospectus.

Performance results for periods under one year are short-term and may not provide an adequate basis for evaluating the performance potential of the fund over varying market conditions or economic cycles.

Pure style ETFs may not be suitable for all investors. The ETFs are subject to the risk that large, medium and small-capitalization stocks may under-perform other segments of the equity market or the equity market as a whole •Value stocks are subject to the risk that the intrinsic value of the stock may never be realized by the market or that the price goes down. Growth stocks typically invest a high portion of their earnings back into their business and may lack the dividend yield that could cushion their decline in a market downturn. Growth stocks may be more volatile than other stocks because they are more sensitive to investor perceptions regarding the growth potential of the issuing company. • The Funds are subject to the risk that unanticipated early closings of securities exchanges and other financial markets may result in the Fund’s inability to buy or sell securities or other financial instruments on that day. • In certain circumstances, it may be difficult for the Funds to purchase and sell particular investments within a reasonable time at a fair price. • Investments in securities, in general, are subject to market risks that may cause their prices to fluctuate over time. An investment in the Funds may lose money. • Unlike many investment companies, the Funds are not actively "managed." This means that based on market and economic conditions, the Fund’s’ performance could be lower than other types of funds that may actively shift their portfolio assets to take advantage of market opportunities or to lessen the impact of a market decline. • Tracking error risk refers to the risk that the Advisor may not be able to cause the Funds’ performance to match or correlate to that of the Funds’ Underlying Index, either on a daily or aggregate basis. Tracking error risk may cause the Funds’ performance to be less than you expect. • Shares may trade below their net asset value ("NAV"). The NAV of shares will fluctuate with changes in the market value of the Funds’ holdings. In addition, although the Funds’ shares are currently listed on NYSE Arca, Inc. (the "Exchange"), there can be no assurance that an active trading market for shares will develop or be maintained. • Each Fund is considered nondiversified and can invest a greater portion of its assets in securities of individual issuers than a diversified Fund. As a result, changes in the market value of a single security could cause greater fluctuations in the value of fund shares than would occur in a more diversified Fund. •See Prospectus for more details


Composition is subject to change. Information provided is for illustration purposes only and may not reflect current investments by the fund. Referenced companies are not affiliated with Guggenheim Investments and Guggenheim Investments does not sponsor, endorse, sell or promote the referenced companies.

“Standard & Poor’s®”, “S&P®”, “S&P 500®”, “Standard & Poor’s 500”, “500”, “S&P MidCap 400”, “S&P SmallCap 600”, “S&P 500 Pure Value”, “S&P 500 Pure Growth”, “S&P MidCap 400 Pure Value”, “S&P MidCap 400 Pure Growth”, “S&P SmallCap 600 Pure Value”, and “S&P Small Cap 600 Pure Growth” are trademarks of Standard & Poor’s Financial Services LLC (“S&P”) and have been licensed for use by Guggenheim InvestmentsI. Citigroup® is a registered trademark of Citigroup and/or its affiliates and has been licensed for use by S&P. The fund is not sponsored, endorsed, sold or promoted by S&P or Citigroup or their affiliates and neither S&P nor Citigroup or their affiliates make any representation, warranty or condition regarding the advisability of investing in the fund.
 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value