RFG

Guggenheim S&P MidCap 400 Pure Growth ETF
NAV $138.04
Change $1.02 | 0.74%
As Of 7/31/15

Investment Objectives

Seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Growth Index.


Net Asset Value

Net Asset Value $138.04
Change $1.02 | 0.74%


Summary


Ticker RFG
CUSIP 78355W601
Asset Class Style
Inception Date 3/1/06
Gross Expense Ratio 0.35%
IOPV Ticker RFG.IV
Related Index Ticker SPMPG
Investment Adviser Security Investors, LLC.
Distributor Guggenheim Funds Distributors, LLC.


Profile

Volume 98,551
Last Sale Price $138.04
52-Week Range $138.82 / $108.00
Shares Outstanding 5,900,021
Total Net Assets $814,455,230.02

Overall Morningstar RatingTM *

as of 6/30/15

Among Mid-Cap Growth Funds

This Fund was rated, based on its risk-adjusted returns, 3 stars for 3 years, 4 stars for 5 years, and 4 stars Overall out of 13, 11, and 13 Mid-Cap Growth funds, respectively.

Market Close

Market Price $138.04
Premium / Discount $0.00
Change $0.96 | 0.70%
High / Low $138.82 / $137.60


Historical Market Closes to NAV

  Days % of Total Days
Premium 1068 45.04%
Discount 1148 48.42%
Equal to NAV 155 6.54%
Total 2,371 100%


Characteristics

Number of Stocks 92
Return on Equity (quarterly 6/30/15) 36.70%
Price to Earning (P/E) 25.03
Price to Book (P/B) 3.74
Dividend Amount $0.15
Ex-Dividend Date N/A

Risk

As of 7/31/15
Standard Deviation Sharpe Ratio Beta R-Squared
12.08 N/A 1.01 99.81

Risk Definitions

Standard Deviation A statistical measure of the historical volatility of an investment, computed using 36 monthly returns. More generally, a measure of the extent to which numbers are spread around their average. The higher the number, the more volatility is to be expected.
Sharpe Ratio A risk-adjusted measure developed by William F. Sharpe, calculated using standard deviation and excess return to determine reward per unit of risk. The higher the Sharpe ratio, the better the fund's risk-adjusted performance.
Beta Beta is a statistical measure of volatility relative to the overall market, usually the S&P 500. A positive beta indicates movement in the same direction as the market, while a negative beta indicates movement inverse to the market. Beta for the market is generally considered to be 1. A beta above 1 or below -1 indicates more volatility than the market. A beta between 1 to -1 indicates less volatility than the market.
R-Squared
A measurement of how closely an investment's performance correlates with the performance of a benchmark, such as the S&P 500, and thus a measurement of what portion of its performance may be explained by the performance of the overall market or index. Values for R-squared range from 0 to 100, where 0 indicates no correlation and 100 indicates perfect correlation.

Overview

as of 7/31/2015
Total Assets $814,455,230
Number of Stocks 92
Percent Stock 99.99%
Percent Cash / Other 0.01%

Sectors / Industries

as of 7/31/15

Holdings

as of 7/31/15

Security Name Ticker Shares
Held
Market
Value
% of Net Assets Sector / Industry
SKECHERS U.S.A. INC SKX 146,941 $22,107,273.45 2.71% Consumer Discretionary
JETBLUE AIRWAYS CORP JBLU 933,221 $21,445,418.58 2.63% Industrials
CENTENE CORP CNC 270,667 $18,981,876.71 2.33% Health Care
WISDOMTREE INVES WETF 712,862 $17,750,263.80 2.18% Financials
FORTINET INC FTNT 357,977 $17,089,821.98 2.10% Information Technology
UNITED THERAPEUTICS CORP UTHR 98,640 $16,705,670.40 2.05% Health Care
TRINITY INDUSTRIES TRN 540,272 $15,808,358.72 1.94% Industrials
ARRIS GROUP INC ARRS 502,482 $15,536,743.44 1.91% Information Technology
CADENCE DESIGN SYS INC CDNS 737,670 $15,468,939.90 1.90% Information Technology
TOLL BROTHERS, INC. TOL 395,812 $15,405,003.04 1.89% Consumer Discretionary
MOLINA HEALTHCARE INC MOH 203,583 $15,356,265.69 1.89% Health Care
PAREXEL INTERNATIONAL COR PRXL 218,201 $15,047,140.96 1.85% Health Care
AKORN INC AKRX 326,037 $15,033,566.07 1.85% Health Care
EAGLE MATERIALS INC. EXP 192,627 $14,859,246.78 1.82% Materials
ALEXANDER & BALDWIN INC ALEX 380,063 $14,347,378.25 1.76% Financials
WHITEWAVE FOODS - CL A WWAV 276,855 $14,291,255.10 1.75% Consumer Staples
HAIN CELESTIAL GROUP INC HAIN 199,189 $13,540,868.22 1.66% Consumer Staples
EXTRA SPACE STORAGE INC EXR 181,541 $13,346,894.32 1.64% Financials
MANHATTAN ASSOCIATES INC MANH 201,762 $13,078,212.84 1.61% Information Technology
NVR INC NVR 8,685 $12,940,997.40 1.59% Consumer Discretionary
MAXIMUS INC MMS 171,471 $11,696,036.91 1.44% Information Technology
CAMDEN PROPERTY TRUST CPT 140,014 $11,149,314.82 1.37% Financials
JONES LANG LASALLE, INC. JLL 61,814 $11,005,364.56 1.35% Financials
TEMPUR-PEDIC INTERNATIONA TPX 141,753 $10,709,439.15 1.31% Consumer Discretionary
BUFFALO WILD WINGS INC BWLD 54,535 $10,665,955.30 1.31% Consumer Discretionary
SOLARWINDS INC SWI 257,124 $10,256,676.36 1.26% Information Technology
ALASKA AIR GROUP INC ALK 135,380 $10,255,035.00 1.26% Industrials
GLOBAL PAYMENTS, INC GPN 90,064 $10,095,273.76 1.24% Information Technology
FOOT LOCKER INC FL 140,290 $9,897,459.50 1.22% Consumer Discretionary
NETSCOUT SYSTEMS INC NTCT 243,025 $9,691,837.00 1.19% Information Technology
PACKAGING CORP AMER PKG 134,251 $9,503,628.29 1.17% Materials
WABTEC CORPORATION WAB 93,075 $9,418,259.25 1.16% Industrials
INTERDIGITAL INC. IDCC 171,353 $9,265,056.71 1.14% Information Technology
ZEBRA TECHNOLOGIES ZBRA 84,795 $9,126,485.85 1.12% Information Technology
SYNAPTICS, INC. SYNA 113,859 $9,038,127.42 1.11% Information Technology
LASALLE HOTEL PROPERTIES LHO 270,173 $8,988,655.71 1.10% Financials
CYTEC INDUSTRIES CYT 119,087 $8,839,828.01 1.09% Materials
RENAISSANCERE HOLDINGS LT RNR 81,520 $8,747,096.00 1.07% Financials
OLD DOMINION FREIGHT LINE ODFL 114,502 $8,375,821.30 1.03% Industrials
VCA ANTECH INC WOOF 133,473 $8,212,593.69 1.01% Health Care
ACUITY BRANDS INC AYI 38,657 $7,777,401.83 0.95% Industrials
IDEXX LABORATORIES INC IDXX 106,251 $7,727,635.23 0.95% Health Care
POLARIS INDUSTRIES INC PII 55,167 $7,561,189.02 0.93% Consumer Discretionary
CATALENT INC CTLT 219,579 $7,483,252.32 0.92% Health Care
BANK OF THE OZARKS INC OZRK 166,839 $7,360,936.68 0.90% Financials
DUKE REALTY CORP DRE 364,623 $7,354,445.91 0.90% Financials
GARTNER INC IT 82,607 $7,316,501.99 0.90% Information Technology
DOUGLAS EMMETT INC DEI 241,632 $7,082,233.92 0.87% Financials
ITT CORP ITT 180,620 $6,863,560.00 0.84% Industrials
FAIR ISAAC CORP FICO 75,442 $6,841,834.98 0.84% Information Technology
JACK IN THE BOX, INC JACK 70,725 $6,718,875.00 0.82% Consumer Discretionary
OMEGA HEALTHCARE INVESTOR OHI 185,207 $6,715,605.82 0.82% Financials
ULTIMATE SOFTWARE GROUP I ULTI 36,322 $6,690,875.62 0.82% Information Technology
DOMINO'S PIZZA INC DPZ 58,178 $6,622,983.52 0.81% Consumer Discretionary
SERVICE CORP INTERNATIONA SCI 216,309 $6,599,587.59 0.81% Consumer Discretionary
UGI CORPORATION UGI 178,721 $6,530,465.34 0.80% Utilities
CARTER'S, INC. CRI 64,262 $6,516,809.42 0.80% Consumer Discretionary
BRUNSWICK CORP/DE BC 122,404 $6,498,428.36 0.80% Consumer Discretionary
SIGNATURE BANK SBNY 43,864 $6,386,159.76 0.78% Financials
LIVE NATION INC LYV 241,543 $6,333,257.46 0.78% Consumer Discretionary
WILLIAMS-SONOMA, INC. WSM 74,421 $6,300,481.86 0.77% Consumer Discretionary
SEI INVESTMENTS COMPANY SEIC 117,287 $6,252,569.97 0.77% Financials
LANDSTAR SYSTEM INC. LSTR 86,398 $6,223,247.94 0.76% Industrials
AMC NETWORKS INC AMCX 73,719 $6,208,614.18 0.76% Consumer Discretionary
WEINGARTEN REALTY INVEST WRI 173,189 $6,092,789.02 0.75% Financials
ACI WORLDWIDE INC ACIW 256,533 $6,072,136.11 0.75% Information Technology
CEB INC CEB 79,339 $6,071,020.28 0.75% Industrials
BOSTON BEER COMPANY INC SAM 27,440 $6,051,068.80 0.74% Consumer Staples
MEDNAX, INC. MD 70,512 $5,968,135.68 0.73% Health Care
PRIMERICA INC PRI 131,923 $5,966,877.29 0.73% Financials
MINERALS TECHNOLOGIES INC MTX 92,114 $5,964,381.50 0.73% Materials
LAMAR ADVERTISING CO LAMR 98,970 $5,943,148.50 0.73% Financials
STERIS CORP STE 84,308 $5,828,212.04 0.72% Health Care
COGNEX CORP CGNX 118,203 $5,351,049.81 0.66% Information Technology
LKQ CORPORATION LKQ 169,372 $5,328,443.12 0.65% Consumer Discretionary
RACKSPACE HOSTING INC RAX 153,541 $5,225,000.23 0.64% Information Technology
REGENCY CENTERS CORP REG 78,300 $5,008,851.00 0.61% Financials
ALIGN TECHNOLOGY ALGN 79,758 $5,000,826.60 0.61% Health Care
CHARLES RIVER LAB INTER CRL 62,301 $4,835,803.62 0.59% Health Care
SIRONA DENTAL SYSTEMS INC SIRO 45,247 $4,695,733.66 0.58% Health Care
TYLER TECHNOLOGIES INC TYL 33,238 $4,638,030.52 0.57% Information Technology
BRINKER INTL INC EAT 73,288 $4,389,951.20 0.54% Consumer Discretionary
FACTSET RESEARCH SYSTEMS FDS 25,404 $4,208,426.64 0.52% Information Technology
WEX INC WEX 40,639 $4,146,803.56 0.51% Information Technology
DUNKIN' BRANDS G DNKN 76,551 $4,125,333.39 0.51% Consumer Discretionary
VALSPAR CORP VAL 49,333 $4,108,452.24 0.50% Materials
Cooper Cos Inc/The COO 22,965 $4,064,805.00 0.50% Health Care
KILROY REALTY CORP KRC 55,004 $3,897,033.40 0.48% Financials
HSN, INC. HSNI 52,749 $3,877,578.99 0.48% Consumer Discretionary
UDR INC UDR 108,715 $3,675,654.15 0.45% Financials
GENTEX CORPORATION GNTX 217,748 $3,501,387.84 0.43% Consumer Discretionary
DECKERS OUTDOOR CORP DECK 45,686 $3,329,595.68 0.41% Consumer Discretionary

Disclosure

*Morningstar category is based on the underlying securities of the ETF and not the objective. The Morningstar Rating™ is provided for those exchange-traded funds (“ETFs”) with at least a three-year history. Ratings are based on the ETF’s Morningstar Risk-Adjusted Return measure which accounts for variation in monthly performance, placing more emphasis on downward variations and rewarding consistent performance. An ETF’s risk-adjusted return includes a brokerage commission estimate. This estimate is intended to reflect what an average investor would pay when buying or selling an ETF. PLEASE NOTE, this estimate is subject to change and the actual brokerage commission an investor pays may be higher or lower than this estimate. Morningstar compares each ETF’s risk-adjusted return to the open-end mutual fund rating breakpoints for that category. Consistent with the open-end mutual fund ratings, the top 10% of ETFs in each category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars and the bottom 10% receive 1 star. The overall rating for an ETF is based on a weighted average of the time-period ratings (e.g., the ETF’s 3-, 5-, and 10-year rating). The determination of an ETF’s rating does not affect the retail open end mutual fund data published by Morningstar. Past performance is no guarantee of future results.

Performance displayed represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Total returns reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance data quoted. For up-to-date fund performance, including performance current to the most recent month-end, please visit the ETF performance page.
ETFs are subject to third party transaction fees/commissions. Net asset value (NAV) is calculated by subtracting total liabilities from total assets, then dividing by the number of shares outstanding. Market close is the last price at which shares are traded. Fund shares may trade at, above or below NAV. For additional information, see the fund’s prospectus.

Performance results for periods under one year are short-term and may not provide an adequate basis for evaluating the performance potential of the fund over varying market conditions or economic cycles.

Pure style ETFs may not be suitable for all investors. The ETFs are subject to the risk that large, medium and small-capitalization stocks may under-perform other segments of the equity market or the equity market as a whole •Value stocks are subject to the risk that the intrinsic value of the stock may never be realized by the market or that the price goes down. Growth stocks typically invest a high portion of their earnings back into their business and may lack the dividend yield that could cushion their decline in a market downturn. Growth stocks may be more volatile than other stocks because they are more sensitive to investor perceptions regarding the growth potential of the issuing company. • The Funds are subject to the risk that unanticipated early closings of securities exchanges and other financial markets may result in the Fund’s inability to buy or sell securities or other financial instruments on that day. • In certain circumstances, it may be difficult for the Funds to purchase and sell particular investments within a reasonable time at a fair price. • Investments in securities, in general, are subject to market risks that may cause their prices to fluctuate over time. An investment in the Funds may lose money. • Unlike many investment companies, the Funds are not actively "managed." This means that based on market and economic conditions, the Fund’s’ performance could be lower than other types of funds that may actively shift their portfolio assets to take advantage of market opportunities or to lessen the impact of a market decline. • Tracking error risk refers to the risk that the Advisor may not be able to cause the Funds’ performance to match or correlate to that of the Funds’ Underlying Index, either on a daily or aggregate basis. Tracking error risk may cause the Funds’ performance to be less than you expect. • Shares may trade below their net asset value ("NAV"). The NAV of shares will fluctuate with changes in the market value of the Funds’ holdings. In addition, although the Funds’ shares are currently listed on NYSE Arca, Inc. (the "Exchange"), there can be no assurance that an active trading market for shares will develop or be maintained. • Each Fund is considered nondiversified and can invest a greater portion of its assets in securities of individual issuers than a diversified Fund. As a result, changes in the market value of a single security could cause greater fluctuations in the value of fund shares than would occur in a more diversified Fund. •See Prospectus for more details


Composition is subject to change. Information provided is for illustration purposes only and may not reflect current investments by the fund. Referenced companies are not affiliated with Guggenheim Investments and Guggenheim Investments does not sponsor, endorse, sell or promote the referenced companies.

“Standard & Poor’s®”, “S&P®”, “S&P 500®”, “Standard & Poor’s 500”, “500”, “S&P MidCap 400”, “S&P SmallCap 600”, “S&P 500 Pure Value”, “S&P 500 Pure Growth”, “S&P MidCap 400 Pure Value”, “S&P MidCap 400 Pure Growth”, “S&P SmallCap 600 Pure Value”, and “S&P Small Cap 600 Pure Growth” are trademarks of Standard & Poor’s Financial Services LLC (“S&P”) and have been licensed for use by Guggenheim InvestmentsI. Citigroup® is a registered trademark of Citigroup and/or its affiliates and has been licensed for use by S&P. The fund is not sponsored, endorsed, sold or promoted by S&P or Citigroup or their affiliates and neither S&P nor Citigroup or their affiliates make any representation, warranty or condition regarding the advisability of investing in the fund.
 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

Guggenheim

Subscribe to Perspectives

 

©2015 Guggenheim Investments. All Rights Reserved.

• Not FDIC Insured • No Bank Guarantee • May Lose Value