RFG

Guggenheim S&P MidCap 400 Pure Growth ETF
NAV $123.68
Change $0.05 | 0.04%
As Of 7/23/14

Investment Objectives

Seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Growth Index.


Net Asset Value

Net Asset Value $123.68
Change $0.05 | 0.04%


Summary


Ticker RFG
CUSIP 78355W601
Asset Class Style
Inception Date 3/1/06
Gross Expense Ratio 0.35%
IOPV Ticker RFG.IV
Related Index Ticker SPMPG
Investment Adviser Security Investors, LLC.
Distributor Guggenheim Funds Distributors, LLC.


Profile

Volume 13,132
Last Sale Price $123.61
52-Week Range $127.33 / $104.10
Shares Outstanding 6,500,021
Total Net Assets $803,897,246.49

Overall Morningstar RatingTM *

as of 3/31/14

Among Mid-Cap Growth Funds

The fund was rated, based on its risk-adjusted returns, 4 stars for 3 years, 5 stars for 5 years, and 5 stars Overall out of 12, 11 and 12 Mid-Cap Growth funds, respectively.

Market Close

Market Price $123.61
Premium / Discount -$0.07
Change $0.06 | 0.05%
High / Low $123.95 / $123.38


Historical Market Closes to NAV

  Days % of Total Days
Premium 973 46.05%
Discount 995 47.09%
Equal to NAV 145 6.86%
Total 2,113 100%


Characteristics

Number of Stocks 95
Return on Equity (quarterly 6/30/14) 18.22%
Price to Earning (P/E) 21.85
Price to Book (P/B) 2.74
Dividend Amount $0.14
Ex-Dividend Date N/A

Risk

As of 6/30/14
Standard Deviation Sharpe Ratio Beta R-Squared
15.68 0.82 1.01 99.90

Risk Definitions

Standard Deviation A statistical measure of the historical volatility of an investment, computed using 36 monthly returns. More generally, a measure of the extent to which numbers are spread around their average. The higher the number, the more volatility is to be expected.
Sharpe Ratio A risk-adjusted measure developed by William F. Sharpe, calculated using standard deviation and excess return to determine reward per unit of risk. The higher the Sharpe ratio, the better the fund's risk-adjusted performance.
Beta Beta is a statistical measure of volatility relative to the overall market, usually the S&P 500. A positive beta indicates movement in the same direction as the market, while a negative beta indicates movement inverse to the market. Beta for the market is generally considered to be 1. A beta above 1 or below -1 indicates more volatility than the market. A beta between 1 to -1 indicates less volatility than the market.
R-Squared
A measurement of how closely an investment's performance correlates with the performance of a benchmark, such as the S&P 500, and thus a measurement of what portion of its performance may be explained by the performance of the overall market or index. Values for R-squared range from 0 to 100, where 0 indicates no correlation and 100 indicates perfect correlation.

Overview

as of 7/23/2014
Total Assets $803,897,246
Number of Stocks 95
Percent Stock 99.88%
Percent Cash / Other 0.12%

Sectors / Industries

as of 7/23/14

Holdings

as of 7/23/14

Security Name Ticker Shares
Held
Market
Value
% of Net Assets Sector / Industry
SALIX PHARMACEUTICALS LTD SLXP 196,467 $26,002,407.45 3.23% Health Care
TRINITY INDUSTRIES TRN 537,434 $24,249,022.08 3.02% Industrials
PATTERSON-UTI ENERGY INC PTEN 562,205 $20,627,301.45 2.57% Energy
SYNOVUS FINANCIAL CORP SNV 754,410 $18,045,487.20 2.24% Financials
TEMPUR-PEDIC INTERNATIONA TPX 282,281 $17,250,191.91 2.15% Consumer Discretionary
UNITED RENTALS URI 138,956 $15,670,068.12 1.95% Industrials
ENDO INETERNATIONAL PLC ENDP 215,511 $15,143,957.97 1.88% Health Care
KIRBY KEX 124,310 $14,892,338.00 1.85% Industrials
UMPQUA HOLDINGS CORP UMPQ 872,861 $14,690,250.63 1.83% Financials
SVB FINANCIAL GROUP SIVB 130,946 $14,552,028.98 1.81% Financials
SMITH (A.O.) CORPORATION AOS 286,236 $14,283,176.40 1.78% Industrials
DECKERS OUTDOOR CORP DECK 163,576 $13,900,688.48 1.73% Consumer Discretionary
UNITED THERAPEUTICS CORP UTHR 147,981 $13,877,658.18 1.73% Health Care
CATHAY GENERAL BANCORP CATY 522,281 $13,688,985.01 1.70% Financials
OLD REPUBLIC INTL CORP ORI 785,476 $13,188,142.04 1.64% Financials
BANCORPSOUTH INC BXS 613,477 $12,968,903.78 1.61% Financials
BE AEROSPACE INC BEAV 139,279 $12,812,275.21 1.59% Industrials
THE WENDY'S CO. WEN 1,516,806 $12,483,313.38 1.55% Consumer Discretionary
TOLL BROTHERS, INC. TOL 343,092 $12,365,035.68 1.54% Consumer Discretionary
SM ENERGY CO SM 154,615 $12,004,308.60 1.49% Energy
ASSOCIATED BANC CORP ASBC 651,500 $11,512,005.00 1.43% Financials
UNIVERSAL HEALTH SERVICES UHS 116,480 $11,363,788.80 1.41% Health Care
WABTEC CORPORATION WAB 139,005 $11,330,297.55 1.41% Industrials
POLARIS INDUSTRIES INC PII 77,376 $11,314,692.48 1.41% Consumer Discretionary
3D SYSTEMS CORPORATION DDD 206,017 $11,094,015.45 1.38% Information Technology
CORPORATE EXECUTIVE BOARD CEB 166,803 $11,042,358.60 1.37% Industrials
PACWEST BANCORP PACW 255,303 $10,444,445.73 1.30% Financials
ALASKA AIR GROUP INC ALK 203,564 $10,115,095.16 1.26% Industrials
PTC INC PTC 259,030 $9,848,320.60 1.23% Information Technology
OLD DOMINION FREIGHT LINE ODFL 154,824 $9,783,328.56 1.22% Industrials
ROSETTA RESOURCES INC ROSE 174,144 $9,200,027.52 1.14% Energy
TEREX CORP. TEX 225,938 $9,145,970.24 1.14% Industrials
OIL STATES INTERNATIONAL OIS 142,881 $9,102,948.51 1.13% Energy
BALLY TECHNOLOGIES INC BYI 148,627 $9,021,658.90 1.12% Consumer Discretionary
WEX INC WEX 83,897 $8,951,809.90 1.11% Information Technology
ALIGN TECHNOLOGY ALGN 160,636 $8,532,984.32 1.06% Health Care
WORTHINGTON INDUSTRIES IN WOR 193,867 $8,161,800.70 1.02% Materials
HANESBRANDS INC HBI 82,680 $8,108,427.60 1.01% Consumer Discretionary
EAGLE MATERIALS INC. EXP 83,036 $8,025,429.40 1.00% Materials
WADDELL & REED FINANCIAL WDR 137,844 $8,005,979.52 1.00% Financials
SIGNATURE BANK SBNY 68,366 $7,956,435.08 0.99% Financials
LKQ CORPORATION LKQ 306,946 $7,900,790.04 0.98% Consumer Discretionary
MENTOR GRAPHICS CORP MENT 373,801 $7,864,773.04 0.98% Information Technology
BELDEN INC. BDC 100,782 $7,737,034.14 0.96% Information Technology
SLM CORPORATION SLM 899,614 $7,646,719.00 0.95% Financials
JARDEN CORPORATION JAH 132,325 $7,546,494.75 0.94% Consumer Discretionary
SUPERVALU INC SVU 834,998 $7,414,782.24 0.92% Consumer Staples
CARBO CERAMICS INC CRR 50,028 $7,356,117.12 0.92% Energy
TOWERS WATSON & CO TW 67,106 $7,117,933.42 0.89% Industrials
OCEANEERING INTL OII 96,191 $7,038,295.47 0.88% Energy
ACI WORLDWIDE INC ACIW 393,579 $7,025,385.15 0.87% Information Technology
PACKAGING CORP AMER PKG 105,087 $6,992,488.98 0.87% Materials
WASHINGTON FEDERAL WAFD 324,624 $6,937,214.88 0.86% Financials
GRACO GGG 89,767 $6,739,706.36 0.84% Industrials
CBOE HOLDINGS IN CBOE 135,555 $6,567,639.75 0.82% Financials
GENESEE & WYOMING INC GWR 62,013 $6,433,848.75 0.80% Industrials
GENTEX CORPORATION GNTX 214,961 $6,177,979.14 0.77% Consumer Discretionary
BRINKER INTL INC EAT 137,608 $6,157,958.00 0.77% Consumer Discretionary
HAIN CELESTIAL GROUP INC HAIN 70,589 $6,152,537.24 0.77% Consumer Staples
MSCI INC MSCI 125,388 $5,870,666.16 0.73% Financials
CONCUR TECHNOLOGIES INC CNQR 64,179 $5,839,005.42 0.73% Information Technology
HNI CORP HNI 154,542 $5,728,871.94 0.71% Industrials
CONVERSANT INC CNVR 237,363 $5,706,206.52 0.71% Information Technology
CUBIST PHARMACEUTICALS IN CBST 89,551 $5,604,101.58 0.70% Health Care
FORTUNE BRANDS H FBHS 136,970 $5,341,830.00 0.66% Industrials
BRUNSWICK CORP/DE BC 125,533 $5,246,024.07 0.65% Consumer Discretionary
CITY NATIONAL CORP CYN 71,161 $5,157,749.28 0.64% Financials
CORELOGIC INC. CLGX 170,502 $5,130,405.18 0.64% Information Technology
LINCOLN ELECTRIC HOLDINGS LECO 75,416 $5,068,709.36 0.63% Industrials
FAIR ISAAC CORP FICO 80,205 $5,056,123.20 0.63% Information Technology
CREE, INC. CREE 103,054 $5,044,493.30 0.63% Information Technology
CHARLES RIVER LAB INTER CRL 89,066 $4,780,172.22 0.59% Health Care
GLOBAL PAYMENTS, INC GPN 64,739 $4,778,385.59 0.59% Information Technology
FEI CO FEIC 55,129 $4,755,427.54 0.59% Information Technology
DRIL-QUIP, INC. DRQ 44,683 $4,752,037.05 0.59% Energy
COPART INC. CPRT 134,750 $4,716,250.00 0.59% Industrials
ADVENT SOFTWARE INC ADVS 147,071 $4,662,150.70 0.58% Information Technology
CIENA CORP CIEN 233,888 $4,656,710.08 0.58% Information Technology
EAST WEST BANCORP, INC. EWBC 134,573 $4,654,880.07 0.58% Financials
IDEX CORPORATION IEX 56,500 $4,526,215.00 0.56% Industrials
COVANCE, INC. CVD 51,903 $4,494,280.77 0.56% Health Care
OMEGA HEALTHCARE INVESTOR OHI 110,663 $4,254,992.35 0.53% Financials
GULFPORT ENERGY CORP GPOR 73,703 $4,239,396.56 0.53% Energy
DELUXE CORP DLX 73,076 $4,174,831.88 0.52% Industrials
DOMINO'S PIZZA INC DPZ 53,883 $4,064,394.69 0.51% Consumer Discretionary
BROADRIDGE FINANCIAL SOLU BR 96,259 $3,957,207.49 0.49% Information Technology
TRIMBLE NAVIGATION TRMB 122,589 $3,897,104.31 0.48% Information Technology
ALEXANDER & BALDWIN INC ALEX 97,723 $3,858,104.04 0.48% Financials
J. B. HUNT TRANSPORT SVCS JBHT 47,297 $3,734,098.15 0.46% Industrials
CARTER'S, INC. CRI 46,587 $3,409,236.66 0.42% Consumer Discretionary
NEUSTAR INC-CLASS A NSR 127,457 $3,400,552.76 0.42% Information Technology
SOTHEBY'S BID 82,409 $3,254,331.41 0.40% Consumer Discretionary
COMMVAULT SYSTEMS INC CVLT 57,649 $2,752,739.75 0.34% Information Technology
ACXIOM CORP ACXM 128,197 $2,519,071.05 0.31% Information Technology
DREAMWORKS ANIMATION SKG- DWA 102,055 $2,302,360.80 0.29% Consumer Discretionary
FEDERATED US TREAS CASH RESERVE INSTITUTIONAL 902,565 $902,564.56 0.11% NA

Disclosure

*Morningstar category is based on the underlying securities of the ETF and not the objective. The Morningstar Rating™ is provided for those exchange-traded funds (“ETFs”) with at least a three-year history. Ratings are based on the ETF’s Morningstar Risk-Adjusted Return measure which accounts for variation in monthly performance, placing more emphasis on downward variations and rewarding consistent performance. An ETF’s risk-adjusted return includes a brokerage commission estimate. This estimate is intended to reflect what an average investor would pay when buying or selling an ETF. PLEASE NOTE, this estimate is subject to change and the actual brokerage commission an investor pays may be higher or lower than this estimate. Morningstar compares each ETF’s risk-adjusted return to the open-end mutual fund rating breakpoints for that category. Consistent with the open-end mutual fund ratings, the top 10% of ETFs in each category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars and the bottom 10% receive 1 star. The overall rating for an ETF is based on a weighted average of the time-period ratings (e.g., the ETF’s 3-, 5-, and 10-year rating). The determination of an ETF’s rating does not affect the retail open end mutual fund data published by Morningstar. Past performance is no guarantee of future results.

Performance displayed represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Total returns reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance data quoted. For up-to-date fund performance, including performance current to the most recent month-end, please visit the ETF performance page.
ETFs are subject to third party transaction fees/commissions. Net asset value (NAV) is calculated by subtracting total liabilities from total assets, then dividing by the number of shares outstanding. Market close is the last price at which shares are traded. Fund shares may trade at, above or below NAV. For additional information, see the fund’s prospectus.

Performance results for periods under one year are short-term and may not provide an adequate basis for evaluating the performance potential of the fund over varying market conditions or economic cycles.

Pure style ETFs may not be suitable for all investors. The ETFs are subject to the risk that large, medium and small-capitalization stocks may under-perform other segments of the equity market or the equity market as a whole •Value stocks are subject to the risk that the intrinsic value of the stock may never be realized by the market or that the price goes down. Growth stocks typically invest a high portion of their earnings back into their business and may lack the dividend yield that could cushion their decline in a market downturn. Growth stocks may be more volatile than other stocks because they are more sensitive to investor perceptions regarding the growth potential of the issuing company. • The Funds are subject to the risk that unanticipated early closings of securities exchanges and other financial markets may result in the Fund’s inability to buy or sell securities or other financial instruments on that day. • In certain circumstances, it may be difficult for the Funds to purchase and sell particular investments within a reasonable time at a fair price. • Investments in securities, in general, are subject to market risks that may cause their prices to fluctuate over time. An investment in the Funds may lose money. • Unlike many investment companies, the Funds are not actively "managed." This means that based on market and economic conditions, the Fund’s’ performance could be lower than other types of funds that may actively shift their portfolio assets to take advantage of market opportunities or to lessen the impact of a market decline. • Tracking error risk refers to the risk that the Advisor may not be able to cause the Funds’ performance to match or correlate to that of the Funds’ Underlying Index, either on a daily or aggregate basis. Tracking error risk may cause the Funds’ performance to be less than you expect. • Shares may trade below their net asset value ("NAV"). The NAV of shares will fluctuate with changes in the market value of the Funds’ holdings. In addition, although the Funds’ shares are currently listed on NYSE Arca, Inc. (the "Exchange"), there can be no assurance that an active trading market for shares will develop or be maintained. • Each Fund is considered nondiversified and can invest a greater portion of its assets in securities of individual issuers than a diversified Fund. As a result, changes in the market value of a single security could cause greater fluctuations in the value of fund shares than would occur in a more diversified Fund. •See Prospectus for more details


Composition is subject to change. Information provided is for illustration purposes only and may not reflect current investments by the fund. Referenced companies are not affiliated with Guggenheim Investments and Guggenheim Investments does not sponsor, endorse, sell or promote the referenced companies.

“Standard & Poor’s®”, “S&P®”, “S&P 500®”, “Standard & Poor’s 500”, “500”, “S&P MidCap 400”, “S&P SmallCap 600”, “S&P 500 Pure Value”, “S&P 500 Pure Growth”, “S&P MidCap 400 Pure Value”, “S&P MidCap 400 Pure Growth”, “S&P SmallCap 600 Pure Value”, and “S&P Small Cap 600 Pure Growth” are trademarks of Standard & Poor’s Financial Services LLC (“S&P”) and have been licensed for use by Guggenheim InvestmentsI. Citigroup® is a registered trademark of Citigroup and/or its affiliates and has been licensed for use by S&P. The fund is not sponsored, endorsed, sold or promoted by S&P or Citigroup or their affiliates and neither S&P nor Citigroup or their affiliates make any representation, warranty or condition regarding the advisability of investing in the fund.
 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

2014 Guggenheim Investments. All Rights Reserved.
• Not FDIC Insured • No Bank Guarantee • May Lose Value