RFG

Guggenheim S&P MidCap 400 Pure Growth ETF
NAV $121.00
Change -$1.22 | -1.00%
As Of 4/29/16

Investment Objectives

Seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Growth Index.


Net Asset Value

Net Asset Value $121.00
Change -$1.22 | -1.00%


Summary


Ticker RFG
CUSIP 78355W601
Asset Class Style
Inception Date 3/1/06
Gross Expense Ratio 0.35%
IOPV Ticker RFG.IV
Related Index Ticker SPMPG
Investment Adviser Security Investors, LLC.
Distributor Guggenheim Funds Distributors, LLC.


Profile

Volume 42,234
Last Sale Price $120.91
52-Week Range $138.93 / $105.83
Shares Outstanding 5,150,021
Total Net Assets $623,171,309.72

Market Close

Market Price $120.91
Premium / Discount -$0.09
Change -$1.17 | -0.96%
High / Low $122.20 / $120.00


Historical Market Closes to NAV

  Days % of Total Days
Premium 1142 44.63%
Discount 1253 48.96%
Equal to NAV 164 6.41%
Total 2,559 100%


Characteristics

Number of Stocks 88
Return on Equity (quarterly 3/31/16) 34.02%
Price to Earning (P/E) 23.77
Price to Book (P/B) 3.35
Dividend Amount $0.21
Ex-Dividend Date N/A

Risk

As of 4/29/16
Standard Deviation Sharpe Ratio Beta R-Squared
13.98 N/A 1.01 99.82

Definitions

Standard Deviation A statistical measure of the historical volatility of an investment, computed using 36 monthly returns. More generally, a measure of the extent to which numbers are spread around their average. The higher the number, the more volatility is to be expected.
Sharpe Ratio A risk-adjusted measure developed by William F. Sharpe, calculated using standard deviation and excess return to determine reward per unit of risk. The higher the Sharpe ratio, the better the fund's risk-adjusted performance.
Beta Beta is a statistical measure of volatility relative to the overall market, usually the S&P 500. A positive beta indicates movement in the same direction as the market, while a negative beta indicates movement inverse to the market. Beta for the market is generally considered to be 1. A beta above 1 or below -1 indicates more volatility than the market. A beta between 1 to -1 indicates less volatility than the market.
R-Squared
A measurement of how closely an investment's performance correlates with the performance of a benchmark, such as the S&P 500, and thus a measurement of what portion of its performance may be explained by the performance of the overall market or index. Values for R-squared range from 0 to 100, where 0 indicates no correlation and 100 indicates perfect correlation.
Return on Equity Measures a company’s profitability by demonstrating how much profit a company generates with money invested by shareholders. It is calculated by dividing a company’s 12 month net income by shareholder equity and is expressed as a percentage.
Price to Earns (P/E) The weighted average of each individual stock’s P/E ratio. The P/E ratio of a stock is calculated by dividing the current price of the stock by its trailing 12 month’s earnings per share.
Price to Book (P/B) The market price of a stock divided by the book value per share.

Overview

as of 4/29/2016
Total Assets $623,171,310
Number of Stocks 88
Percent Stock 99.95%
Percent Cash / Other 0.05%

Sectors / Industries

as of 4/29/16

Holdings

as of 4/29/16

Security Name Ticker Shares
Held
Market
Value
% of Net Assets Sector / Industry
SKECHERS U.S.A. INC SKX 543,464 $17,961,485.20 2.88% Consumer Discretionary
WEBMD HEALTH CORP WBMD 260,305 $16,331,535.70 2.62% Information Technology
ABIOMED INC ABMD 146,444 $14,225,570.16 2.28% Health Care
CONVERGYS CORP CVG 536,716 $14,222,974.00 2.28% Information Technology
ALEXANDER & BALDWIN INC ALEX 364,300 $13,930,832.00 2.24% Financials
POST HOLDINGS IN POST 167,239 $12,014,449.76 1.93% Consumer Staples
SYNAPTICS, INC. SYNA 159,396 $11,404,783.80 1.83% Information Technology
WISDOMTREE INVES WETF 1,042,595 $11,353,859.55 1.82% Financials
NVR INC NVR 6,796 $11,290,126.84 1.81% Consumer Discretionary
AMSURG CORP AMSG 137,223 $11,112,318.54 1.78% Health Care
SPROUTS FARMERS SFM 395,001 $11,087,678.07 1.78% Consumer Staples
MARKETAXESS HOLDINGS INC MKTX 88,907 $10,914,223.32 1.75% Financials
ULTIMATE SOFTWARE GROUP I ULTI 54,107 $10,636,895.13 1.71% Information Technology
VISTA OUTDOOR VSTO 219,920 $10,551,761.60 1.69% Consumer Discretionary
ARRIS INTERNATIONAL PLC ARRS 447,409 $10,187,502.93 1.63% Information Technology
ACI WORLDWIDE INC ACIW 493,435 $9,863,765.65 1.58% Information Technology
OLD REPUBLIC INTL CORP ORI 527,996 $9,762,646.04 1.57% Financials
J2 GLOBAL INC JCOM 153,163 $9,728,913.76 1.56% Information Technology
TEMPUR-PEDIC INTERNATIONA TPX 156,118 $9,471,679.06 1.52% Consumer Discretionary
FORTINET INC FTNT 277,202 $9,011,837.02 1.45% Information Technology
PRIVATEBANCORP, INC. PVTB 202,528 $8,427,190.08 1.35% Financials
AMC NETWORKS INC AMCX 127,859 $8,340,242.57 1.34% Consumer Discretionary
MANHATTAN ASSOCIATES INC MANH 137,111 $8,300,699.94 1.33% Information Technology
BANK OF THE OZARKS INC OZRK 197,538 $8,158,319.40 1.31% Financials
LAMAR ADVERTISING CO LAMR 131,488 $8,157,515.52 1.31% Financials
PRESTIGE BRANDS HOLDINGS PBH 140,783 $7,993,658.74 1.28% Health Care
EQUITY ONE INC EQY 279,835 $7,919,330.50 1.27% Financials
SIGNATURE BANK SBNY 57,252 $7,891,043.16 1.27% Financials
MAXIMUS INC MMS 147,816 $7,819,466.40 1.25% Information Technology
FORTUNE BRANDS H FBHS 140,968 $7,811,036.88 1.25% Industrials
SMITH (A.O.) CORPORATION AOS 100,074 $7,727,714.28 1.24% Industrials
ACUITY BRANDS INC AYI 31,392 $7,656,194.88 1.23% Industrials
FAIR ISAAC CORP FICO 71,532 $7,633,179.72 1.22% Information Technology
SEI INVESTMENTS COMPANY SEIC 156,338 $7,516,731.04 1.21% Financials
INTEGRATED DEVICE TECH IN IDTI 378,643 $7,300,237.04 1.17% Information Technology
LENNOX INTL INC LII 53,658 $7,241,147.10 1.16% Industrials
IPG PHOTONICS CORP IPGP 82,266 $7,129,994.22 1.14% Information Technology
LKQ CORPORATION LKQ 221,522 $7,099,780.10 1.14% Consumer Discretionary
TYLER TECHNOLOGIES INC TYL 48,043 $7,033,975.63 1.13% Information Technology
POOL CORPORATION POOL 80,093 $7,000,929.13 1.12% Consumer Discretionary
THE WENDY'S CO. WEN 643,172 $6,984,847.92 1.12% Consumer Discretionary
MSCI INC MSCI 89,044 $6,762,001.36 1.09% Financials
WHITEWAVE FOODS - CL A WWAV 166,053 $6,676,991.13 1.07% Consumer Staples
MICROSEMI CORP MSCC 195,332 $6,600,268.28 1.06% Information Technology
RESTORATION HARD RH 151,622 $6,560,683.94 1.05% Consumer Discretionary
ALIGN TECHNOLOGY ALGN 89,592 $6,467,646.48 1.04% Health Care
PACKAGING CORP AMER PKG 97,494 $6,325,410.72 1.02% Materials
WEINGARTEN REALTY INVEST WRI 169,738 $6,266,726.96 1.01% Financials
EAGLE MATERIALS INC. EXP 83,932 $6,221,039.84 1.00% Materials
UNITED THERAPEUTICS CORP UTHR 58,653 $6,170,295.60 0.99% Health Care
JETBLUE AIRWAYS CORP JBLU 308,067 $6,096,645.93 0.98% Industrials
ZEBRA TECHNOLOGIES ZBRA 95,994 $6,005,384.64 0.96% Information Technology
TOLL BROTHERS, INC. TOL 217,172 $5,928,795.60 0.95% Consumer Discretionary
FIRST HORIZON NATIONAL FHN 404,331 $5,692,980.48 0.91% Financials
SERVICE CORP INTERNATIONA SCI 209,206 $5,579,524.02 0.90% Consumer Discretionary
ALASKA AIR GROUP INC ALK 79,048 $5,567,350.64 0.89% Industrials
PAREXEL INTERNATIONAL COR PRXL 90,013 $5,499,794.30 0.88% Health Care
MEDNAX, INC. MD 77,097 $5,496,245.13 0.88% Health Care
JACK HENRY & ASSOCIATES JKHY 67,709 $5,486,460.27 0.88% Information Technology
CEB, INC CEB 88,242 $5,443,648.98 0.87% Industrials
DST SYSTEMS INC DST 43,123 $5,204,083.64 0.84% Information Technology
SVB FINANCIAL GROUP SIVB 49,144 $5,124,736.32 0.82% Financials
VCA ANTECH INC WOOF 77,353 $4,870,918.41 0.78% Health Care
BROADRIDGE FINANCIAL SOLU BR 75,818 $4,536,949.12 0.73% Information Technology
CBOE HOLDINGS IN CBOE 72,973 $4,521,407.08 0.73% Financials
CARTER'S, INC. CRI 42,042 $4,484,620.14 0.72% Consumer Discretionary
PANERA BREAD COMPANY PNRA 20,749 $4,450,453.01 0.71% Consumer Discretionary
BUFFALO WILD WINGS INC BWLD 33,099 $4,424,012.34 0.71% Consumer Discretionary
TORO CO TTC 50,879 $4,398,489.55 0.71% Industrials
GARTNER INC IT 48,797 $4,253,634.49 0.68% Information Technology
CIENA CORP CIEN 250,919 $4,222,966.77 0.68% Information Technology
COMMUNICATIONS SALES & LE CSAL 179,845 $4,177,799.35 0.67% Financials
CADENCE DESIGN SYS INC CDNS 179,053 $4,152,239.07 0.67% Information Technology
DOMINO'S PIZZA INC DPZ 34,299 $4,146,063.12 0.67% Consumer Discretionary
FACTSET RESEARCH SYSTEMS FDS 27,447 $4,137,635.25 0.66% Financials
SOVRAN SELF STORAGE INC SSS 38,460 $4,085,221.20 0.66% Financials
CDK GLOBAL CDK 83,150 $3,955,445.50 0.63% Information Technology
HEALTHCARE REALTY TRUST HR 127,119 $3,849,163.32 0.62% Financials
ROLLINS INC ROL 138,556 $3,722,999.72 0.60% Industrials
JONES LANG LASALLE, INC. JLL 32,190 $3,707,322.30 0.59% Financials
FLOWERS FOODS, INC. FLO 186,518 $3,573,684.88 0.57% Consumer Staples
STERIS PLC STE 50,195 $3,547,280.65 0.57% Health Care
AKORN INC AKRX 128,287 $3,264,904.15 0.52% Health Care
CHARLES RIVER LAB INTER CRL 40,140 $3,181,897.80 0.51% Health Care
DUNKIN' BRANDS G DNKN 67,129 $3,121,498.50 0.50% Consumer Discretionary
COGNEX CORP CGNX 85,865 $3,050,783.45 0.49% Information Technology
BIO-TECHNE CORP TECH 30,928 $2,881,871.04 0.46% Health Care
LIVANOVA PLC LIVN 51,891 $2,736,212.43 0.44% Health Care
FEDERATED US TREAS CASH RESERVE INSTITUTIONAL 464,191 $464,190.93 0.07% NA

Disclosure

Performance displayed represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Total returns reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance data quoted. For up-to-date fund performance, including performance current to the most recent month-end, please visit the ETF performance page. ETFs are subject to third party transaction fees/commissions. Net asset value (NAV) is calculated by subtracting total liabilities from total assets, then dividing by the number of shares outstanding. Market close is the last price at which shares are traded. Fund shares may trade at, above or below NAV. For additional information, see the fund’s prospectus.

Performance results for periods under one year are short-term and may not provide an adequate basis for evaluating the performance potential of the fund over varying market conditions or economic cycles.

Pure style ETFs may not be suitable for all investors. The ETFs are subject to the risk that large, medium and small-capitalization stocks may under-perform other segments of the equity market or the equity market as a whole •Value stocks are subject to the risk that the intrinsic value of the stock may never be realized by the market or that the price goes down. Growth stocks typically invest a high portion of their earnings back into their business and may lack the dividend yield that could cushion their decline in a market downturn. Growth stocks may be more volatile than other stocks because they are more sensitive to investor perceptions regarding the growth potential of the issuing company. • The Funds are subject to the risk that unanticipated early closings of securities exchanges and other financial markets may result in the Fund’s inability to buy or sell securities or other financial instruments on that day. • In certain circumstances, it may be difficult for the Funds to purchase and sell particular investments within a reasonable time at a fair price. • Investments in securities, in general, are subject to market risks that may cause their prices to fluctuate over time. An investment in the Funds may lose money. • Unlike many investment companies, the Funds are not actively "managed." This means that based on market and economic conditions, the Fund’s’ performance could be lower than other types of funds that may actively shift their portfolio assets to take advantage of market opportunities or to lessen the impact of a market decline. • Tracking error risk refers to the risk that the Advisor may not be able to cause the Funds’ performance to match or correlate to that of the Funds’ Underlying Index, either on a daily or aggregate basis. Tracking error risk may cause the Funds’ performance to be less than you expect. • Shares may trade below their net asset value ("NAV"). The NAV of shares will fluctuate with changes in the market value of the Funds’ holdings. In addition, although the Funds’ shares are currently listed on NYSE Arca, Inc. (the "Exchange"), there can be no assurance that an active trading market for shares will develop or be maintained. • Each Fund is considered nondiversified and can invest a greater portion of its assets in securities of individual issuers than a diversified Fund. As a result, changes in the market value of a single security could cause greater fluctuations in the value of fund shares than would occur in a more diversified Fund. •See Prospectus for more details

Composition is subject to change. Information provided is for illustration purposes only and may not reflect current investments by the fund. Referenced companies are not affiliated with Guggenheim Investments and Guggenheim Investments does not sponsor, endorse, sell or promote the referenced companies.

“Standard & Poor’s®”, “S&P®”, “S&P 500®”, “Standard & Poor’s 500”, “500”, “S&P MidCap 400”, “S&P SmallCap 600”, “S&P 500 Pure Value”, “S&P 500 Pure Growth”, “S&P MidCap 400 Pure Value”, “S&P MidCap 400 Pure Growth”, “S&P SmallCap 600 Pure Value”, and “S&P Small Cap 600 Pure Growth” are trademarks of Standard & Poor’s Financial Services LLC (“S&P”) and have been licensed for use by Guggenheim InvestmentsI. Citigroup® is a registered trademark of Citigroup and/or its affiliates and has been licensed for use by S&P. The fund is not sponsored, endorsed, sold or promoted by S&P or Citigroup or their affiliates and neither S&P nor Citigroup or their affiliates make any representation, warranty or condition regarding the advisability of investing in the fund.
 

Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.

Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC ("Guggenheim"), which includes Security Investors, LLC ("SI"), Guggenheim Funds Investment Advisors, LLC, ("GFIA") and Guggenheim Partners Investment Management ("GPIM") the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC, an affiliate of Guggenheim, SI, GFIA and GPIM.

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• Not FDIC Insured • No Bank Guarantee • May Lose Value