XLG
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Guggenheim Russell Top 50® Mega Cap ETF
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NAV $118.00
Change $0.91 | 0.78%
As Of 6/18/13
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Investment Objectives
Seeks to replicate as closely as possible the performance of the Russell Top 50? Index, before fees and expenses, on a daily basis.
Net Asset Value
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Net Asset Value
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$118.00
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Change
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$0.91
| 0.78%
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Summary
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Ticker
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XLG
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CUSIP
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78355W205
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Asset Class
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Broad Market
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Inception Date
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5/4/05
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Gross Expense Ratio
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0.20%
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IOPV Ticker
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XLG.IV
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Related Index Ticker
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RTF
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| Investment Adviser |
Security Investors, LLC.
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| Distributor |
Guggenheim Distributors, LLC.
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Profile
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Volume
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28,098
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Last Sale Price
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$117.90
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52-Week Range
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$118.66
/ $97.14
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Shares Outstanding
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4,700,785
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Total Net Assets
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$554,675,756.72
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Market Close
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Market Price
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$117.90
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| Premium / Discount |
-$0.10
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Change
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$0.89
| 0.76%
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High / Low
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$118.14
/ $117.24
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Historical Market Closes to NAV
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Days
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% of Total Days
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| Premium |
954
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46.67%
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| Discount |
953
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46.62%
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Equal to NAV
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137
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6.70%
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Total
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2,044
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100%
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Characteristics
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Number of Stocks
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52
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Return on Equity (quarterly 3/28/13)
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21.31%
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Price to Earning (P/E)
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22.21
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Price to Book (P/B)
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3.64
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Dividend Amount
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$0.60
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Ex-Dividend Date
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N/A
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Risk
As of 5/31/13
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Standard Deviation
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Sharpe Ratio
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Beta
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R-Squared
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N/A
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1.23
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1.00
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99.91
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Risk Definitions
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Standard Deviation
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A statistical measure of the historical volatility of an investment, computed using
36 monthly returns. More generally, a measure of the extent to which numbers are
spread around their average. The higher the number, the more volatility is to be
expected.
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Sharpe Ratio
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A risk-adjusted measure developed by William F. Sharpe, calculated using standard
deviation and excess return to determine reward per unit of risk. The higher the
Sharpe ratio, the better the fund's risk-adjusted performance.
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Beta
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Beta is a statistical measure of volatility relative to the overall market, usually
the S&P 500. A positive beta indicates movement in the same direction as the
market, while a negative beta indicates movement inverse to the market. Beta for
the market is generally considered to be 1. A beta above 1 or below -1 indicates
more volatility than the market. A beta between 1 to -1 indicates less volatility
than the market.
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R-Squared
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A measurement of how closely an investment's performance correlates with the performance
of a benchmark, such as the S&P 500, and thus a measurement of what portion
of its performance may be explained by the performance of the overall market or
index. Values for R-squared range from 0 to 100, where 0 indicates no correlation
and 100 indicates perfect correlation.
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Overview
as of 6/18/2013
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Total Assets
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$554,675,757
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Number of Stocks
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52
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Percent Stock
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99.59%
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Percent Cash / Other
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0.41%
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Sectors / Industries
as of 6/18/13
| Security Name |
Ticker |
Shares Held |
Market Value |
% of Net Assets |
Sector / Industry |
| EXXON MOBIL CORPORATION |
XOM |
360,274 |
$33,119,988.82 |
5.97% |
Energy |
| APPLE INC. |
AAPL |
72,044 |
$31,106,437.88 |
5.61% |
Information Technology |
| MICROSOFT CORPORATION |
MSFT |
579,928 |
$20,303,279.28 |
3.66% |
Information Technology |
| GENERAL ELECTRIC CO |
GE |
816,314 |
$19,860,919.62 |
3.58% |
Industrials |
| CHEVRON CORPORATION |
CVX |
151,983 |
$18,468,974.16 |
3.33% |
Energy |
| JOHNSON & JOHNSON |
JNJ |
211,595 |
$18,273,344.20 |
3.29% |
Health Care |
| GOOGLE, INC. |
GOOG |
19,944 |
$17,961,965.28 |
3.24% |
Information Technology |
| INTL. BUS. MACHINES CORP. |
IBM |
83,984 |
$17,205,802.08 |
3.10% |
Information Technology |
| PROCTER & GAMBLE COMPANY |
PG |
211,111 |
$16,686,213.44 |
3.01% |
Consumer Staples |
| PFIZER INC |
PFE |
546,498 |
$16,067,041.20 |
2.90% |
Health Care |
| JP MORGAN CHASE & CO. |
JPM |
293,284 |
$15,869,597.24 |
2.86% |
Financials |
| BERKSHIRE HATHAWAY (CL.B) |
BRK/B |
137,206 |
$15,802,015.02 |
2.85% |
Financials |
| WELLS FARGO & COMPANY |
WFC |
377,479 |
$15,416,242.36 |
2.78% |
Financials |
| AT&T, INC. |
T |
423,102 |
$15,303,599.34 |
2.76% |
Telecommunication Services |
| COCA COLA COMPANY |
KO |
299,300 |
$12,250,349.00 |
2.21% |
Consumer Staples |
| PHILIP MORRIS INT'L INC. |
PM |
131,406 |
$12,174,765.90 |
2.19% |
Consumer Staples |
| CITIGROUP, INC. |
C |
225,909 |
$11,297,709.09 |
2.04% |
Financials |
| VERIZON COMMUNICATIONS |
VZ |
218,885 |
$11,283,521.75 |
2.03% |
Telecommunication Services |
| MERCK & COMPANY, INC. |
MRK |
234,336 |
$11,189,544.00 |
2.02% |
Health Care |
| BANK OF AMERICA CORP |
BAC |
830,291 |
$11,017,961.57 |
1.99% |
Financials |
| CISCO SYSTEMS, INC. |
CSCO |
412,720 |
$10,243,710.40 |
1.85% |
Information Technology |
| PEPSICO, INC. |
PEP |
120,497 |
$9,949,437.29 |
1.79% |
Consumer Staples |
| INTEL CORPORATION |
INTC |
387,614 |
$9,872,528.58 |
1.78% |
Information Technology |
| WAL-MART STORES, INC |
WMT |
130,219 |
$9,861,484.87 |
1.78% |
Consumer Staples |
| ORACLE CORPORATION |
ORCL |
278,734 |
$9,588,449.60 |
1.73% |
Information Technology |
| HOME DEPOT INC |
HD |
117,930 |
$9,103,016.70 |
1.64% |
Consumer Discretionary |
| WALT DISNEY COMPANY |
DIS |
137,708 |
$8,990,955.32 |
1.62% |
Consumer Discretionary |
| COMCAST CORPORATION |
CMCSA |
206,896 |
$8,356,529.44 |
1.51% |
Consumer Discretionary |
| QUALCOMM INC. |
QCOM |
132,077 |
$8,238,963.26 |
1.49% |
Information Technology |
| AMAZON.COM, INC. |
AMZN |
27,873 |
$7,853,496.48 |
1.42% |
Consumer Discretionary |
| MCDONALD'S CORPORATION |
MCD |
78,296 |
$7,810,026.00 |
1.41% |
Consumer Discretionary |
| SCHLUMBERGER, LTD. |
SLB |
102,742 |
$7,619,346.72 |
1.37% |
Energy |
| VISA INC. |
V |
40,260 |
$7,408,242.60 |
1.34% |
Information Technology |
| UNITED TECHNOLOGIES CORP |
UTX |
70,216 |
$6,752,672.72 |
1.22% |
Industrials |
| BRISTOL MYERS SQUIBB CO |
BMY |
130,134 |
$6,096,777.90 |
1.10% |
Health Care |
| AMGEN INC. |
AMGN |
59,917 |
$6,081,575.50 |
1.10% |
Health Care |
| CONOCOPHILLIPS |
COP |
97,428 |
$6,050,278.80 |
1.09% |
Energy |
| 3M COMPANY |
MMM |
53,459 |
$6,039,263.23 |
1.09% |
Industrials |
| CVS CAREMARK CORP |
CVS |
98,733 |
$5,915,094.03 |
1.07% |
Consumer Staples |
| UNION PACIFIC CORPORATION |
UNP |
36,689 |
$5,795,027.55 |
1.04% |
Industrials |
| AMERICAN EXPRESS COMPANY |
AXP |
77,143 |
$5,784,182.14 |
1.04% |
Financials |
| OCCIDENTAL PETROLEUM CORP |
OXY |
62,488 |
$5,775,765.84 |
1.04% |
Energy |
| ALTRIA GROUP, INC. |
MO |
156,773 |
$5,667,343.95 |
1.02% |
Consumer Staples |
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ABBV |
121,221 |
$5,277,962.34 |
0.95% |
Health Care |
| UNITEDHEALTH GROUP INC. |
UNH |
79,931 |
$5,249,868.08 |
0.95% |
Health Care |
| U.S. BANCORP |
USB |
145,935 |
$5,158,802.25 |
0.93% |
Financials |
| UNITED PARCEL SERVICE |
UPS |
55,813 |
$4,879,730.59 |
0.88% |
Industrials |
| ABBOTT LABORATORIES |
ABT |
121,221 |
$4,546,999.71 |
0.82% |
Health Care |
| CATERPILLAR INC |
CAT |
50,272 |
$4,250,497.60 |
0.77% |
Industrials |
| MONDELEZ INTER-A |
MDLZ |
136,601 |
$4,166,330.50 |
0.75% |
Consumer Staples |
| KRAFT FOODS GROU |
KRFT |
45,532 |
$2,579,387.80 |
0.47% |
Consumer Staples |
| FEDERATED US TREAS CASH RESERVE INSTITUTIONAL |
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1,856,106 |
$1,856,106.06 |
0.33% |
NA |
| FACEBOOK INC-A |
FB |
32,450 |
$785,614.50 |
0.14% |
Information Technology |
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Disclosure
Performance displayed represents past performance, which is no guarantee of future results. Investment returns and principal value will fluctuate so that when shares are redeemed, they may be worth more or less than original cost. Total returns reflect the reinvestment of all dividends. Current performance may be lower or higher than the performance data quoted. For up-to-date fund performance, including performance current to the most recent month-end, please visit the ETF performance page. ETFs are subject to third party transaction fees/commissions. Net asset value (NAV) is calculated by subtracting total liabilities from total assets, then dividing by the number of shares outstanding. Market close is the last price at which shares are traded. Fund shares may trade at, above or below NAV. For additional information, see the fund’s prospectus.
Performance results for periods under one year are short-term and may not provide an adequate basis for evaluating the performance potential of the fund over varying market conditions or economic cycles.
The Russell Top 50® Mega Cap ETF may not be suitable for all investors. • The Fund is subject to the risk that unanticipated early closings of securities exchanges and other financial markets may result in the Fund’s inability to buy or sell securities or other financial instruments on that day. • In certain circumstances, it may be difficult for the Fund to purchase and sell particular investments within a reasonable time at a fair price. • Investments in securities and derivatives, in general, are subject to market risks that may cause their prices to fluctuate over time. An investment in the Fund may lose money. • Unlike many investment companies, the Fund is not actively “managed.” This means that, based on market and economic conditions, the Fund’s performance could be lower than other types of mutual funds that may actively shift their portfolio assets to take advantage of market opportunities or to lessen the impact of a market decline.• Tracking error risk refers to the risk that the Advisor may not be able to cause the Fund’s performance to match or correlate to that of the Fund’s Underlying Index, either on a daily or aggregate basis. Tracking error risk may cause the Fund’s performance to be less than you expect. • Shares may trade below their net asset value (“NAV”). The NAV of shares will fluctuate with changes in the market value of the Fund’s holdings. In addition, although the Fund’s shares are currently listed on NYSE Arca, Inc. (the “Exchange”), there can be no assurance that an active trading market for shares will develop or be maintained. • The Fund is subject to the risk that large-capitalization stocks may underperform other segments of the equity market or the equity market as a whole. See Prospectus for more details.
Composition is subject to change. Information provided is for illustration purposes only and may not reflect current investments by the fund. Referenced companies are not affiliated with Guggenheim Investments and Guggenheim Investments does not sponsor, endorse, sell or promote the referenced companies.
Russell Top 50® Mega Cap Index is a trademark of Russell Investment Group and has been licensed for use by Guggenheim Investments and its affiliates. Neither Russell's publication of the Russell indices nor its licensing of its trademarks for use in connection with financial products derived from a Russell index in any way suggest or imply a representation or opinion by Russell as to the attractiveness of investment in any securities or other financial products based upon or derived from any Russell index. Russell is not the issuer of any such securities or other financial products and makes no expressed or implied warranties of merchantability or fitness for any particular purpose with respect to any Russell index or any data included or reflected therein, nor as to results to be obtained by any person or any entity from the use of the Russell index or any data included or reflected therein.
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2013 Guggenheim Investments. All Rights Reserved.
• Not FDIC Insured • No Bank Guarantee • May Lose Value
Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objectives, risks, charges, expenses and other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or contact us.
Guggenheim Investments represents the investment management businesses of Guggenheim Partners, LLC (“GP”), which includes Security Investors, LLC (“SI”), Guggenheim Funds Investment Advisors, LLC (“GFIA”) and Guggenheim Partners Investment Management (“GPIM”), the investment advisers to the referenced funds. Securities offered through Guggenheim Funds Distributors, LLC and Guggenheim Distributors, LLC, affiliates of GP, SI, GFIA and GPIM.

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